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Archive for the ‘Historicism’ Category

The United States is Not a Nation

In America, American History, American Literature, Conservatism, Historicism, History, Humanities, Liberalism, Libertarianism, Philosophy, Politics, The South on September 11, 2019 at 6:45 am

The original version of this piece appeared here in Mises Wire

In July, prominent names in the conservative movement gathered in Washington, DC, for a conference on “National Conservatism.” Speakers included such luminaries as Tucker Carlson, Peter Thiel, J.D. Vance, John Bolton, Michael Anton, Rich Lowry, Yuval Levin, and Josh Hawley. Representing the academy were F.H. Buckley, Charles Kesler, Amy Wax, and Patrick Deneen. Other conservative writers and thinkers participated in panels. The two figures most associated with national conservatism — Yoram Hazony and R.R. Reno — spoke during the opening plenary.

What is this national conservatism all about?

The succinct answer is the marriage of nationalism to conservatism. The conference organizers definednationalism as “a commitment to a world of independent nations.” They presented national conservatism as “an intellectually serious alternative to the excesses of purist libertarianism, and in stark opposition to theories grounded in race.” Their stated aim was “to solidify and energize national conservatives, offering them a much-needed institutional base, substantial ideas in the areas of public policy, political theory, and economics, and an extensive support network across the country.”

Sounds interesting. However, neither national conservatism nor nationalism — whatever the distinctions between them — can take hold in the United States.

The Difference Between a Country and a Nation

Why? Because the United States is not, and has never been, a nation. The founding generation referred to the United States as a plural noun (i.e., “these United States”) because several sovereigns fell under that designation. St. George Tucker called the United States a “federal compact” consisting of “several sovereign and independent states.” If his view seems unrecognizable today, it is because nationalism within the United States is dying or dead—and the United States killed it.

The United States of America in the singular is a country, not a nation. It contains nations within it, but does not itself constitute a nation. Nations involve solidarity among people who share a common culture, language, customs, mores, ethnicity, and history. A country, by contrast, involves political arrangements and governmental territories and boundaries.

From its inception, the United States has been characterized by faction and sectionalism, cultural clashes, and competing narratives — between Indian tribes in what is now Florida and California, Wyoming and Maine, Georgia and Michigan; between the British and French and Spanish and Dutch; between Protestants and Catholics and English Dissenters and nonconformists and splintering denominations; between the Calvinism of Cotton Mather and the Enlightenment rationalism that influenced Franklin and Jefferson. The United States has experienced, as well, numerous separatist movements, including, most notably, the secession of the states that made up the Confederate States of America.

The United States is not a nation.

A nation consists of a homogeneous culture of which its like-minded inhabitants are acutely aware. By contrast, the United States of America is, and has always been, culturally heterogeneous, consisting of a variety of cultures and traditions.

While the Puritans of New England developed witch anxieties, a planter gentry established itself in Virginia. While slavery spread through the South, American Quakers — banished from the Massachusetts Bay Colony — preached abolition and pacifism in Rhode Island and Pennsylvania. Meanwhile, industry sprung up in Philadelphia and Boston. Around 60,000 loyalists left the United States at the close of the American Revolution.1 In many respects, the American Revolution was the civil war before the Civil War.

While William Gilmore Simms authored novels and disquisitions regarding Southern themes and settings, grappling with the meaning of the emergent frontier in the West, New England was characterized by Romanticism and transcendentalism, by authors like Emerson, Thoreau, Longfellow, Melville, and Hawthorne. While Walt Whitman was singing America in all its multiplicities, María Ruiz de Burton was penning fiction that reflected her Mexican background and perspective. Decades later, Langston Hughes would write that he, too, sang America.

What of the Samoans in Hawaii, the Cuban refugees in Florida, the descendants of black slaves from Africa and the Caribbean, the Issei and Nesi and Sansei, the Creole in New Orleans, the Orthodox Jewish communities, the Gullah in the coastal plains and Carolina Low country, the Athabaskans of Alaska, the Amish, the Puerto Ricans, the immigrants from Columbia and Peru and Guatemala and Honduras and Panama and Nicaragua? Do they have a common heritage?

Americans United by Ideology, Not Nationhood

The notion of conservative nationalists that libertarianism has dominated the Republican Party is odd in light of that party’s marginalization of Ron Paul, the foreign wars orchestrated by Republicans, and the steady growth of the federal government under Republican leadership. Conservative nationalists project a caricature of libertarians that, back in 1979, Murray Rothbard thoroughly refuted (audio here, text here ). The libertarianism of Rothbard is compatible with nationalism, and might even be a necessary condition for nationalism. Conservative nationalists, moreover, seek to tie their program to Russell Kirk, who, in fact, warned against “the excesses of fanatical nationalism.”

Conservative nationalism is misguided, predicated on a fallacy, namely that the United States is a nation.

But the United States is not a nation.

If the people of the United States are united at all, it is by a system of government, the Constitution, republicanism, and the concepts of liberty, checks and balances, separation of powers, and rule of law. In other words, the United States is a country whose people are connected, if at all, by liberalism. The history of the United States has been the obliteration of nationalism, not the embrace of it.

National Conservatives Are Celebrating Bigness and Homogeneity Rather than True Nationhood

Given the emphasis on sovereignty, self-governance, and self-determination that characterize nationalist movements and rhetoric, you would expect among national conservatives searing arguments for secession, perhaps for an independent Southern nation, the breaking up of California, or the independence of Texas or Vermont. Instead, the national conservatives celebrate bigness and greatness, thereby undercutting group associations and native identities based on shared cultures, customs, practices, languages, religious beliefs, and history — phenomena which exist in distinct local communities throughout the United States.

The United States of America — the country in the singular — is too big, the scope and scale of its government too large, to be the object of true nationalism. The people of the United States are not united by a common descent, ethnic solidarity, or uniform values. The United States is not a “nation of immigrants,” “one nation under God,” “the first new nation,” or an “exceptional nation.” It’s not even a nation. National conservatives overlook or ignore that reality to their peril. The national conservatism they envision for the United States can lead only to the suppression of actual nationalism.

The United States is not a nation. Trying to make it so will stamp out any remaining nationalism in the United States.

On Patrick Deneen’s “Why Liberalism Failed”

In Arts & Letters, Book Reviews, Books, Christianity, Conservatism, Historicism, History, Humane Economy, Humanities, Law, liberal arts, Liberalism, Libertarianism, Philosophy, Politics, Scholarship, Western Civilization, Western Philosophy on August 28, 2019 at 6:45 am

The original version of this piece appeared here in the Journal of Faith and the Academy. A later version appeared here at Mises Wire.

Only the bold would title a book Why Liberalism Failed. Patrick Deneen, the David A. Potenziani Memorial Associate Professor of Political Science at the University of Notre Dame, has done just that, proposing that such failure has actually occurred and setting the unreasonable expectation that he can explain it. His operative premise is that liberalism so called created the conditions for its inevitable demise—that it is a self-consuming, self-defeating ideology only around 500 years old. (p. 1) “Liberalism has failed,” he declares triumphantly, “not because it fell short, but because it was true to itself. It has failed because it has succeeded.” (p.3)

Deneen doesn’t define the term liberalism, which isn’t in his index even though it’s littered throughout the book. I have it on reliable authority that one of the peer reviewers of the pre-published manuscript recommended publication to the editors at Yale University Press, provided that Deneen cogently defined liberalism and then cleaned up his sloppy references to it. Deneen ignored this advice, leaving the manuscript as is. His genealogy of liberalism is all the more problematic in light of this refusal to clarify.

Deneen presents a seeming paradox, namely that liberalism, under the banner of liberty and emancipation, produced their opposite: a vast, progressive, and coercive administrative state under which individuals have grown alienated, amoral, dependent, conditioned, and servile. “[T]he political project of liberalism,” he claims, “is shaping us into the creatures of its prehistorical fantasy, which in fact required the combined massive apparatus of the modern state, economy, education system, and science and technology to make us into: increasingly separate, autonomous, nonrelational selves replete with rights and defined by our liberty, but insecure, powerless, afraid, and alone.” (p.16)

One hears in this line echoes of Sartre, and indeed existentialism recommends a certain kind of individualism: the freedom of the rational agent, having been thrust into existence through no choice or fault of his own, to will his own meaning in an absurd and chaotic world. But existentialism is a different species of individualism from that which motivated Hobbes, Locke, and Mill: chief targets of Deneen’s ire. It’s true that Mill disliked dogmatic conformity to custom, but that is a customary—one might even say conservative—position to take. One must preserve, or conserve, after all, a critical mode for undertaking difficult questions without assuming to have already ascertained all suitable solutions. Every age must rework its approaches to perennial problems. There’s plenty of Mill to dislike from a Christian perspective, but his unlikable conclusions do not necessarily follow from his method of inquiry or openness to examining afresh the puzzles and issues with which our ancestors struggled.

The classical liberalism or libertarianism to which Christian individualists adhere promotes peace, cooperation, coordination, collaboration, community, stewardship, ingenuity, prosperity, dignity, knowledge, understanding, humility, virtuousness, creativity, justice, ingenuity, and more, taking as its starting point the dignity of every human person before both God and humanity. This individualism prospers in fundamentally conservative cultures and does not square with Deneen’s caricature of a caricature of a caricature of “liberal” individualism. This conservative individualism, a creature of classical liberalism, advocates liberty in order to free human beings to achieve their fullest potential, cultivate widespread ethics and morality, and improve lives and institutions through economic growth and development. And who can deny that the market economy with which it is bound up has, throughout the globe, given rise to improved living conditions, technological and medical advances, scientific discovery, intellectual curiosity, and industrial innovation?

Deneen wishes to rewind the clock, to recover the virtuous “self-governance” of the ancients that, he believes, was predicated on “the common good.” (p. 99) He sees in antiquity a social rootedness that aligns with Christianity as exemplified in the modern world by Amish communities.(p 106-107) His celebration of the traditional liberal arts adopts, he says, “a classical or Christian understanding of liberty” (p. 129) that emphasizes situated norms and localities, embedded cultures, and institutional continuities. This, however, is a curious take on antiquity, one that flies in the face of the anti-Christian features of classical and ancient thought extolled by Friedrich Nietzsche, Ayn Rand, and Julius Evola, who valued the pagan elements of “the ancient commendation of virtue” (p. 165) and disparaged the modern world as being too Christian.

Deneen is not interested in liberalisms, i.e., the multiplicity of concepts that fly under the banner of liberalism. He prefers casually to lump together varieties of generic ills (everything from industrialized agriculture to the infatuation with STEM, diversity, multiculturalism, materialism, and sexual autonomy) as products of the one common enemy of everything good that the classical and medieval periods had to offer. He then gives that enemy a name: liberalism. He would plunge us back, if not into antiquity, then into medieval tribalism, into periods in which the accused were tried by ordeal or combat, when blood oaths and kinship rather than trust, goodwill, or economic exchange determined one’s loyalties and allegiances.

It isn’t correct that liberalism “requires liberation from all forms of associations and relationships, from family to church, from schools to village and community.” (p. 38) On the contrary, liberalism frees people from the tyrannical and institutionalized coercion that prevents them from enjoying local associations and relationships, including those in families, churches, schools, and communities. Liberalism properly understood empowers people to group themselves and define their experience by their own customs and mores. Thanks to liberalism, Deneen himself enjoys the freedom to critique the rapidly growing government that increasingly attempts to impose on him standards and rules at odds with his own.

Extending the individualism that characterized classical liberalism to twentieth century progressivism and modern identity politics, as Deneen does, is misguided. Modern identity politics is about collectivism in the name of self-definition, self-awareness, and self-constitution, about choosing which communities (Black Lives Matter, LGBTQ, the Democratic Socialists of America, neo-Nazis, etc.) embrace the physical (e.g. ethnic or racial), ideological (e.g., pan-nationalist, Marxist, ecosocialist, feminist, anarcho-syndicalist, white supremacist), or normative characteristics (e.g. social justice or egalitarianism) around which one forms group associations.

The truth is that individualism thrives in moral, virtuous communities, and that the common good and group associations flourish in societies that acknowledge and understand the inherent worth and dignity of every individual. Of the interdependence and mutually strengthening nature of freedom and order, of the individual and society, Frank Meyer proclaimed that “truth withers when freedom dies, however righteous the authority that kills it; and free individualism uninformed by moral value rots at its core and soon brings about conditions that pave the way for surrender to tyranny.”1 To those who insist that individualism is antithetical to religious belief, which is itself indispensable to conservatism and the common good, M. Stanton Evans stated, “affirmation of a transcendent order is not only compatible with individual autonomy, but the condition of it; […] a skeptical view of man’s nature [i.e., as inherently flawed and prone to sin] not only permits political liberty but demands it.”2

In a free society, entrepreneurs and producers are looking to others, to communities, to determine basic needs to satisfy. The rational self-interest motivating creativity and inventiveness is fundamentally about serving others more efficiently and effectively, about generating personal rewards, yes—but personal rewards for making life better and easier for others. The Adam Smith of The Wealth of Nations is the same Adam Smith of The Theory of Moral Sentiments. Human beings are wired both to look out for themselves, protecting their homes and loved ones, and to feel for, and empathize with, others. Beneficence and generosity are principal aspects of the liberal individualism that Deneen maligns.

The “second wave” of liberalism, in Deneen’s paradigm, is Progressivism. (p. 142) Yet modern progressivism and the Democratic Party have almost nothing to do with classical liberalism. Curiously and, I daresay, lazily, Deneen wishes to connect them. He cannot draw a clearly connecting line between them, however, because there isn’t one. The alleged connection is the supposed ambition “to liberate individuals from any arbitrary and unchosen relationships and remake the world into one in which those especially disposed to expressive individualism would thrive.” (p. 143–44) Should we take this assertion to mean that Deneen would prefer our relations and interactions to be arbitrarily coerced by a central power in a closed society where subordinated individuals habitually follow the unquestioned commands of established superiors?

F. A. Hayek once stated that, “[u]ntil the rise of socialism,” the opposite of conservatism was liberalism but that, in the United States, “the defender of the American tradition was a liberal in the European sense.”3 Is Deneen so immersed in American culture that he cannot recognize this basic distinction? Deneen prizes the common, collective good as manifest in local communities, blaming rational self-interest for the allegedly universalizing tendency of liberalism to stamp out venerable customs and cultural norms. But he seems befuddled by the American taxonomy into which liberalism has fallen and would do well to revisit the works of Ludwig von Mises, who explained, “In the United States ‘liberal’ means today a set of ideas and political postulates that in every regard are the opposite of all that liberalism meant to the preceding generations. The American self-styled liberal aims at government omnipotence, is a resolute foe of free enterprise, and advocates all-round planning by authorities, i.e., socialism.”4

A comparison of Deneen’s speculative political theory and its abstract narrative of decline with Larry Siedentop’s deeply historical, ideologically neutral Inventing the Individual (Belknap / Harvard, 2014) reveals critical flaws in Deneen’s argument, starting with the proposition that the individualism key to liberalism is merely 500 years old. Siedentop undercuts the common portrayal of a medieval Europe gripped by poverty and superstition, monarchy and tyranny, widespread corruption and early death from which the Renaissance and, later, the Enlightenment allegedly rescued us. Siedentop sees, instead, the rise of Christianity—long before medievalism—as the cause of the rise of liberal individualism, which, in fact, has roots in the teachings of St. Paul and Jesus Christ. Whereas Deneen theorizes individualism as recent and anti-Christian, Siedentop traces its actual history as distinctly Christian, mapping its concrete features over time as it proliferated and supplanted ancient pagan cultures and customs that lacked a structural understanding of the dignity and primacy of the human person.

Siedentop attributes liberal individualism to Christianity; Deneen treats liberal individualism as inimical to Christianity. Both men cannot correct, at least not fully.

Walking back some of his grand claims, Deneen acknowledges in his final pages that liberalism, in certain manifestations, has in fact been around longer than 500 years and that it has much in common with Christianity:

While liberalism pretended to be a wholly new edifice that rejected the political architecture of all previous ages, it naturally drew upon long developments from antiquity to the late Middle Ages. A significant part of its appeal was not that it was something wholly new but that it drew upon deep reservoirs of belief and commitment. Ancient political philosophy was especially devoted to the question of how best to avoid the rise of tyranny, and how best to achieve the conditions of political liberty and self-governance. The basic terms that inform our political tradition—liberty, equality, dignity, justice, constitutionalism—are of ancient pedigree. The advent of Christianity, and its development in the now largely neglected political philosophy of the Middle Ages, emphasized the dignity of the individual, the concept of the person, the existence of rights and corresponding duties, the paramount importance of civil society and a multiplicity of associations, and the concept of limited government as the best means of forestalling the inevitable human temptation toward tyranny. Liberalism’s most basic appeal was not its rejection of the past but its reliance upon basic concepts that were foundational to the Western political identity. (pp. 184–85)

Forgive me for being confused, but I thought Deneen had set out to criticize liberalism and chart its failure, not to exalt or defend it, and certainly not to tie it to an ancient lineage associated with Christianity. This passage represents the discombobulation at the heart of Deneen’s book. Liberalism is not to blame for the massive administrative state and its networks of agents and functionaries that coerce local communities. Deneen is part of the problem he describes, championing ways of thinking and organizing human behavior that undercut his hope for the reawakening of traditional values and familial or neighborly bonds on local levels.

Deneen airs his opinions with such maddening certitude that he comes across as haughty and tendentious, as a zealously anti-libertarian manqué with an axe to grind. He lacks the delicacy and charity with which reasonable scholars of good faith approach their ideological opponents. He does not entertain the position of those who, like me, believe that liberal individualism is a necessary condition for the flourishing of local communities, the cultivation of virtue and responsibility, the forming of mediating institutions and bottom-up political associations, and the decentralization and diffusion of government power. He just can’t grasp the possibility that liberal individualism creates a vehicle for the preservation of custom and heritage, the family unit, and social bonds on local levels.

“Statism enables individualism, individualism demands statism,” (p. 17) Deneen insists with little proof beyond his own ahistorical speculative theories—ironically given his call for “smaller, local forms of resistance: practicesmore than theories.” (pp. 19–20) Here’s an alternative proposition: liberal individualism and the community bonds it generates are best protected in a Christian society that is solemnly mindful of the fallibility of the human mind, the sinful tendencies of the human flesh, and the inevitable imperfection of human institutions.

Reading Why Liberalism Failed, one might come away questioning not whether Deneen is right, but whether he’s even sufficiently well-read in the history of liberalism to pass judgment on this wide-ranging, centuries-old school of philosophy that grew out of Christianity. What an unfortunate impression to impart for someone who writes with such flair about such important trends and figures. The reality, I think, is that Deneen is erudite and learned. His tendentious depiction of liberalism is thus disappointing for not putting his erudition and learning properly on display, for promoting an idiosyncratic take on liberalism that could ultimately undermine the classical and Christian commitment to liberty that he wishes to reinvigorate.

  • 1.Frank Meyer, “Freedom, Tradition, Conservatism,” in What is Conservatism? (Wilmington, Delaware: ISI Books, 2015), p. 12.
  • 2.M. Stanton Evans, “A Conservative Case for Freedom,” in What is Conservatism? (Wilmington, Delaware: ISI Books, 2015), p. 86.
  • 3.F. A. Hayek, “Why I Am Not a Conservative,” The Constitution of Liberty: The Definitive Edition, Vol 17, The Collected Works of F. A. Hayek(Routledge, 2013), p. 519.
  • 4.Ludwig von Mises, Liberalism in the Classical Tradition (1927) (The Foundation for Economic Education and Cobden Press, 2002) (Ralph Raico, trans.), pgs. xvi-xvii.

Oliver Wendell Holmes Jr. and Abraham Lincoln

In Arts & Letters, Historicism, History, Humanities, Law, Nineteenth-Century America, Oliver Wendell Holmes Jr., Politics, Southern History, The South on July 10, 2019 at 6:45 am

Oliver Wendell Holmes Jr., Abraham Lincoln, and the Civil War

In America, American History, Historicism, History, Humanities, Nineteenth-Century America, Oliver Wendell Holmes Jr. on April 24, 2019 at 6:45 am

What Is Magna Carta?

In Britain, Historicism, History, Humanities, Law on April 17, 2019 at 6:45 am

Review of Paul Finkelman’s “Supreme Injustice”

In America, American History, Arts & Letters, Book Reviews, Books, Dred Scott, Historicism, History, Humanities, Jurisprudence, Justice, Law, Laws of Slavery, liberal arts, Nineteenth-Century America, Politics, Scholarship, Southern History, The South, Writing on August 8, 2018 at 6:45 am

This review originally appeared here in the Los Angeles Review of Books.

Paul Finkelman is an anomaly: a historian with no law degree who’s held chairs or fellowships at numerous law schools, testified as an expert witness in high-profile cases, and filed amicus briefs with several courts. Federal appellate judges, including justices on the United States Supreme Court, have cited his work. Liberal arts professors anxious about the state and fate of their discipline might look to him to demonstrate the practical relevance of the humanities to everyday society.

Finkelman specializes in American legal history, slavery and the law, constitutional law, and race and the law. His new book, Supreme Injustice, tells the story of three United States Supreme Court Justices — John Marshall, Joseph Story, and Roger B. Taney — and their “slavery jurisprudence.” Each of these men, Finkelman argues, differed in background and methodology but shared the belief that antislavery agitation undermined the legal and political structures instituted by the Constitution. Had they aligned their operative principles with the ideals of liberty, equality, and justice enshrined in the Declaration of Independence, liberty rather than racism and oppression might have defined antebellum America.

Finkelman insists that the legacy of Marshall, Story, and Taney had enormous implications for the state of the nation, strengthening the institutions of slavery and embedding in the law a systemic hostility to fundamental freedom and basic justice. These are strong allegations, attributed to only three individuals. Yet the evidence adds up.

Start with Marshall, a perennially celebrated figure who, unlike many of his generation, in particular his occasional nemesis Thomas Jefferson, has escaped scrutiny on matters of race and slavery. Finkelman submits that scholarship on Marshall is “universally admiring” — an overstatement perhaps, but one that underscores the prevalence of the mythology Finkelman hopes to dispel.

Finkelman emphasizes Marshall’s “personal ties to slavery” and “considerable commitment to owning other human beings.” He combs through numerous records and presents ample data to establish that Marshall, a life member of the American Colonization Society, “actively participated in slavery on a very personal level.” Finkelman then turns to Marshall’s votes and opinions in cases, several of which challenged state laws and rulings that freed slaves. In fact, Marshall would go so far as to overturn the verdicts of white Southern jurors and the judgments of white Southern judges who, in freedom suits, sided with slaves and against masters.

Marshall could be an ardent nationalist attempting to effectuate the supremacy of federal law. One is therefore tempted to attribute his rulings against state laws in cases about slavery to his longstanding desire to centralize federal power. But that is only part of the story. Finkelman brings to light exceptions, including when Marshall selectively deferred to state law if doing so meant that slaves remained the property of their masters. Finkelman highlights these decisions to show that Marshall was hypocritical, compromising his otherwise plenary nationalism to ensure that contractual and property arrangements regarding slaves were protected by law.

Story was also a nationalist, having evolved from Jeffersonianism to anti-Jeffersonianism and eventually becoming Marshall’s jurisprudential adjunct. Unlike Marshall, however, Story could sound “like a full-blown abolitionist.” His opinion in United States v. La Jeune Eugenie (1822) was “an antislavery tour de force,” decrying slavery and the slave trade as “repugnant to the natural rights of man and the dictates of judges.”

Yet he prioritized radical nationalism over the rights of humans in bondage. In Prigg v. Pennsylvania (1842), writing for the Court, he deemed unconstitutional a state ban on the extradition of blacks out of Pennsylvania for purposes of slavery. Story jumped at the chance to pronounce the primacy of federal law over state law even if it meant employing the Supremacy Clause to validate the Fugitive Slave Act of 1793. “A justice who had once thought slavery was deeply immoral,” Finkelman bemoans,

rewrote history, misstated precedents, and made up new constitutional doctrine to nationalize southern slave law and impose it on the entire nation. The decision jeopardized the liberty of every black in the North, whether free or fugitive. The injustice of this opinion was profound.

Author of the notorious Dred Scott opinion, Taney is the most predictable of Finkelman’s targets. By the end of the Civil War, he was vehemently denounced and widely despised. Progressives in the early 20th century, most notably Felix Frankfurter, rehabilitated his reputation in part because progressive economic policy during that era promoted Taney’s approach to states’ rights and political decentralization. The mood has changed; most historians now probably agree that Taney “aggressively protected slavery” and “made war on free blacks.” Few law professors would recall Taney’s “early ambivalence about slavery and his defense of the Reverend Jacob Gruber,” who was arrested for sermonizing against slavery at a Methodist camp meeting and subsequently charged with inciting slave rebellion. Finkelman’s chapter on Taney thus runs with the grain, not against it.

At times Finkelman exaggerates or wishfully portrays the role of judges. He asserts that, prior to the Civil War, courts rather than Congress or the executive had “room for protecting the liberty of free blacks, liberating some slaves, providing due process for alleged fugitive slaves, enforcing the federal suppression of the African slave trade, or preventing slavery from being established in federal territories.” This claim may hold up in some of the cases Finkelman discusses (e.g., LaGrange v. Choteau [1830], in which Marshall declined the opportunity to enforce federal law that could have freed a slave who had traveled into free territory), but not in all of them. If a judge were faced with a problem of statutory construction, he (there were only male judges then) could have asked what the language of the statute meant, how it applied to the concrete facts and material rules before him, and whether it was constitutional, but anything more would have arguably exceeded the scope of his office.

The Constitution was silent about slavery until the Civil War Amendments, also known as the Reconstruction Amendments. Prior to them, any attempt to render slavery unconstitutional would have required appeals to natural law, natural rights, or other like doctrines that appear in the Constitution only in spirit, not in letter. The abolitionist William Lloyd Garrison believed the Constitution was affirmatively proslavery, calling it a “covenant with death” and “an agreement with Hell.” If this is true, then when judges swear an oath to defend the Constitution (the basic framework of government with which all other laws in the United States must comport), they are also inadvertently vowing to defend the institution of slavery — unless the law is more than what statutes and the Constitution provide, in which case these judges could reach beyond the positive law to principles pre-political and universal.

Finkelman suggests another alternative: that certain constitutional provisions supplied a basis in positive law for antislavery strategies and stratagem. He cites, among other things, the congressional powers exercised in the reenactment of the Northwest Ordinance and the enactment of the Missouri Compromise and Oregon Territory; the admission of new free states into the United States; the due process guarantees of the Fifth Amendment; the rights of criminal defendants protected by the Sixth Amendment; the Privileges and Immunities Clause; and the guarantees of the First Amendment.

Each of these would have been problematic during the period Finkelman covers. There was not yet a 14th Amendment through which provisions of the Bill of Rights could have been incorporated to apply against the several states, although state constitutions contained protections of fundamental rights that federal judges recognized and affirmed. Moreover, the provisions Finkelman enumerates empowered Congress, not the courts, to pursue robust antislavery measures. Courts could have responded to and interpreted actions and directives of Congress, but they could not have initiated legislation or litigation. Had the Constitution enabled federal judges and the United States Supreme Court to strike down proslavery laws and regulations with ease, the Civil War Amendments might not have been necessary. But they were necessary to facilitate the demise of slavery.

Finkelman speculates about what the courts could have done to advance antislavery causes, but courts cannot do anything unless the right litigants bring the right cases with the right facts before the right tribunals while making the right arguments. Judges do not commence lawsuits but handle the ones brought before them. Finkelman could have examined some cases more closely to reveal how the facts, issues, reasoning, and holdings should have differed in rationale, not just in result. Too many cases receive only cursory treatment; lawsuits are more than picking winners and losers.

At one point, Finkelman accuses Marshall of reading a statute “in favor of slavery and not freedom,” but the statute isn’t quoted. Readers will have to look up the case to decide if Marshall’s interpretation was reasonable or arbitrary — if, that is, his hermeneutics adequately reflected a common understanding of the statutory language or intolerably controverted congressional purpose and prerogative. Finkelman chides departures from precedent, but rarely analyzes the allegedly controlling cases to verify that they are, in fact, dispositive of the later controversy by analogy of received rules.

One is regularly left with the impression that the only issue in the cases Finkelman evaluates was whether a slave should be free or not. Many of the cases, however, involved procedural and jurisdictional complexities that had to be resolved before grand political holdings implicating the entire institution of slavery could be reached. We’re still debating the ambiguities of federalism (e.g., how to square the Supremacy Clause with the Ninth and 10th Amendments) that complicate any exposition of the interplay between state and federal law, so it can seem anachronistic and quixotic to condemn Marshall, Story, or Taney for not untangling state and federal law in a manner that in retrospect would appear to have occasioned more freedom and less bondage.

Then again, it’s hard to fault Finkelman for subjecting these giants of the law to such high standards. That men like Marshall and Story have not been investigated as their contemporaries have in light of the horrors and effects of slavery speaks volumes about the willful blindness of the legal profession and the deficiencies of legal scholarship. Finkelman remains an important voice in legal education and has pushed scholarly conversations about slavery in new directions. At 68, he’s likely got more books left in him. Anxious readers await the next.

Richard Bulliet on The Americas, the Atlantic, and Africa, 1530-1770

In Academia, Arts & Letters, Historicism, History, Humanities, liberal arts, Pedagogy, Scholarship, Teaching on August 1, 2018 at 6:45 am

In the following lecture, Richard Bulliet discusses the Americas, the Atlantic, and Africa during the period of 1530-1170:

Session Twenty-Five: Richard Bulliet on the History of the World

In Arts & Letters, Historicism, History, Humanities, liberal arts, Pedagogy, Teaching on June 20, 2018 at 6:45 am

Here, in the twenty-fifth lecture of his course, The History of the World, Richard Bulliet discusses the History of the World to 1500 CE, focusing on the Maritime Revolution:

Session Twenty-Three: Richard Bulliet on the History of the World

In Eastern Civilizaton, Historicism, History on May 23, 2018 at 6:45 am

Here, in the twenty-third lecture of his course, The History of the World, Richard Bulliet discusses the History of the World to 1500 CE, focusing on Tropical Africa and Asia:

Session Twenty-Two: Richard Bulliet on the History of the World

In Arts & Letters, Eastern Civilizaton, Historicism, History, Humanities, liberal arts, Teaching on May 9, 2018 at 6:45 am

Here, in the twenty-second lecture of his course, The History of the World, Richard Bulliet discusses the History of the World to 1500 CE, focusing on Tropical Africa and Asia: