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Archive for the ‘Legal Education & Pedagogy’ Category

Razing the Bar

In American History, History, Humane Economy, Law, Legal Education & Pedagogy, Liberalism on June 17, 2015 at 8:45 am

Allen 2

This piece originally appeared here in The Freeman.

The bar exam was designed and continues to operate as a mechanism for excluding the lower classes from participation in the legal services market. Elizabeth Olson of the New York Times reports that the bar exam as a professional standard “is facing a new round of scrutiny — not just from the test takers but from law school deans and some state legal establishments.”

This is a welcome development.

Testing what, exactly?

The dean of the University of San Diego School of Law, Stephen C. Ferrulo, complains to the Times that the bar exam “is an unpredictable and unacceptable impediment for accessibility to the legal profession.” Ferrulo is right: the bar exam is a barrier to entry, a form of occupational licensure that restricts access to a particular vocation and reduces market competition.

The bar exam tests the ability to take tests, not the ability to practice law. The best way to learn the legal profession is through tried experience and practical training, which, under our current system, are delayed for years, first by the requirement that would-be lawyers graduate from accredited law schools and second by the bar exam and its accompanying exam for professional fitness.

Freedom of contract

The 19th-century libertarian writer Lysander Spooner, himself a lawyer, opposed occupational licensure as a violation of the freedom of contract, arguing that, once memorialized, all agreements between mutually consenting parties “should not be subjects of legislative caprice or discretion.”

“Men may exercise at discretion their natural rights to enter into all contracts whatsoever that are in their nature obligatory,” he wrote, adding that this principle would prohibit all laws “forbidding men to make contracts by auction without license.”

In more recent decades, Milton Friedman disparaged occupational licensure as “another example of governmentally created and supported monopoly on the state level.” For Friedman, occupational licensure was no small matter. “The overthrow of the medieval guild system,” he said,

was an indispensable early step in the rise of freedom in the Western world. It was a sign of the triumph of liberal ideas.… In more recent decades, there has been a retrogression, an increasing tendency for particular occupations to be restricted to individuals licensed to practice them by the state.

The bar exam is one of the most notorious examples of this “increasing tendency.”

Protecting lawyers from the poor

The burden of the bar exam falls disproportionately on low-income earners and ethnic minorities who lack the ability to pay for law school or to assume heavy debts to earn a law degree. Passing a bar exam requires expensive bar-exam study courses and exam fees, to say nothing of the costly applications and paperwork that must be completed in order to be eligible to sit for the exam. The average student-loan debt for graduates of many American law schools now exceeds $150,000, while half of all lawyers make less than $62,000 per year, a significant drop since a decade ago.

Recent law-school graduates do not have the privilege of reducing this debt after they receive their diploma; they must first spend three to four months studying for a bar exam and then, having taken the exam, must wait another three to four months for their exam results. More than half a year is lost on spending and waiting rather than earning, or at least earning the salary of a licensed attorney (some graduates work under the direction of lawyers pending the results of their bar exam).

When an individual learns that he or she has passed the bar exam, the congratulations begin with an invitation to pay a licensing fee and, in some states, a fee for a mandatory legal-education course for newly admitted attorneys. These fees must be paid before the individual can begin practicing law.

The exam is working — but for whom?

What’s most disturbing about this system is that it works precisely as it was designed to operate.  State bar associations and bar exams are products of big-city politics during the Progressive Era. Such exams existed long before the Progressive Era — Delaware’s bar exam dates back to 1763 — but not until the Progressive Era were they increasingly formalized and institutionalized and backed by the enforcement power of various states.

Threatened by immigrant workers and entrepreneurs who were determined to earn their way out of poverty and obscurity, lawyers with connections to high-level government officials in their states sought to form guilds to prohibit advertising and contingency fees and other creative methods for gaining clients and driving down the costs of legal services. Establishment lawyers felt the entrepreneurial up-and-comers were demeaning the profession and degrading the reputation of lawyers by transforming the practice of law into a business industry that admitted ethnic minorities and others who lacked rank and class. Implementing the bar exam allowed these lawyers to keep allegedly unsavory people and practices out of the legal community and to maintain the high costs of fees and services.

Protecting the consumer

In light of this ugly history, the paternalistic response of Erica Moeser to the New York Times is particularly disheartening. Moeser is the president of the National Conference of Bar Examiners. She says that the bar exam is “a basic test of fundamentals” that is justified by “protecting the consumer.” But isn’t it the consumer above all who is harmed by the high costs of legal services that are a net result of the bar exam and other anticompetitive practices among lawyers? To ask the question is to answer it. It’s also unclear how memorizing often-archaic rules to prepare for standardized, high-stakes multiple-choice tests that are administered under stressful conditions will in any way improve one’s ability to competently practice law.

The legal community and consumers of legal services would be better served by the apprenticeship model that prevailed long before the rise of the bar exam. Under this model, an aspiring attorney was tutored by experienced lawyers until he or she mastered the basics and demonstrated his or her readiness to represent clients. The high cost of law school was not a precondition; young people spent their most energetic years doing real work and gaining practical knowledge. Developing attorneys had to establish a good reputation and keep their costs and fees to a minimum to attract clients, gain trust, and maintain a living.

The rise in technology and social connectivity in our present era also means that reputation markets have improved since the early 20th century, when consumers would have had a more difficult time learning by word-of-mouth and secondhand report that one lawyer or group of lawyers consistently failed their clients — or ripped them off. Today, with services like Amazon, eBay, Uber, and Airbnb, consumers are accustomed to evaluating products and service providers online and for wide audiences.  Learning about lawyers’ professional reputations should be quick and easy, a matter of a simple Internet search.  With no bar exam, the sheer ubiquity and immediacy of reputation markets could weed out the good lawyers from the bad, thereby transferring the mode of social control from the legal cartel to the consumers themselves.

Criticism of the high costs of legal bills has not gone away in recent years, despite the drop in lawyers’ salaries and the saturation of the legal market with too many attorneys. The quickest and easiest step toward reducing legal costs is to eliminate bar exams. The public would see no marked difference in the quality of legal services if the bar exam were eliminated, because, among other things, the bar exam doesn’t teach or test how to deliver those legal services effectively.

It will take more than just the grumbling of anxious, aspiring attorneys to end bar-exam hazing rituals. That law school deans are realizing the drawbacks of the bar exam is a step in the right direction. But it will require protests from outside the legal community — from the consumers of legal services — to effect any meaningful change.

Remedies for Breach of Contract

In Advocacy, Humanities, Jurisprudence, Law, Legal Education & Pedagogy, Philosophy on November 5, 2014 at 8:45 am

Allen 2

A breach of contract occasions potential damages traditionally measured in the form of three remedies: “expectation,” “restitution,” or “reliance.” The goal of the expectation remedy, which is the most common measure of damages for a breach of contract and is popularly said to confer the “benefit of the bargain,” is to put the non-breaching party in as good of a position as he or she would have been in had the breaching party performed the contract.

When a breaching party has defectively performed a contract, for instance, the non-breaching party can recover the cost of remedying the defective performance, i.e., the cost of completion. In a breach of contract lawsuit for the delivery of personal property at a fixed time and place, the proper measure of damages is the contract price subtracted by the market price at the place and time of delivery. By comparison, the proper measure of damages for the failure to complete a construction contract is the cost of completion subtracted by the amount that remains unpaid under the contract.

Restitution remedies are designed to prevent “unjust enrichment.” They represent the interest of a non-breaching party in recovering the value that was conferred upon the breaching party through the effort to perform a contract. In other words, restitution seeks to restore what was lost to the non-breaching party or to make the non-breaching party whole again.

Reliance remedies, finally, aim to put the non-breaching party in as good a position as he or she was in before the promise or agreement was made. Whereas expectation damages are “forward-looking” and consider what position the non-breaching party would have been in had the contract been performed, reliance damages are “backward-looking” and consider what position the non-breaching party would have been in had the contract never been contemplated.

These are not the only remedies available when a breach of contract occurs, but they are the most widely recognized and commonly implemented of such remedies.

The Lawyers’ Guild

In America, American History, History, Law, Legal Education & Pedagogy, Nineteenth-Century America on August 27, 2014 at 8:45 am

Allen 2

This piece originally appeared here as a Mises Emerging Scholar article for the Ludwig von Mises Institute Canada.

Last month, thousands of recent law school graduates sat for a bar examination in their chosen state of practice. They were not undertaking a harmless rite of passage but overcoming a malicious obstacle: an artificial barrier to entry in the form of occupational licensure.

Barriers to entry are restrictions on access to, or participation in, markets or vocations. Occupational licensure is a type of barrier to entry that regulates professions by requiring certification and licensing in the manner of medieval guilds. Medicine and law are perhaps the most recognizable professions to require their practitioners to obtain and maintain licenses.

The purpose of occupational licensure is to reduce competition by using government power to restrict membership eligibility in a profession. The criteria for membership are often prohibitively expensive for low-income earners. To be admitted to the law in nearly every state in the United States, you must not only pass a bar examination but also earn a law degree from an accredited law school, admission to which requires a bachelor’s degree from an accredited university.

The average student-loan debt for graduates of American colleges is around $29,400. The average student-loan debt for graduates of American law schools is between $75,700 and $125,000, depending on whether the school is public or private. The American Bar Association imposes heavy burdens on law schools such as accreditation standards that are inefficient and that drive up costs so that over time the high price of legal education is passed on to the public in the form of attorneys’ fees and costs. Having already saddled themselves with student-loan debts, recent law-school graduates pay thousands of dollars for bar-preparation courses to study for an examination that, if passed, will open the door to a job market that is the worst in recent memory. Nobody struggling financially should attempt to leap over each of these expensive hurdles.

Before the rise of bar examinations and professional licensure during the Progressive Era in the United States, aspiring attorneys simply “read law” as apprentices for practicing attorneys or as clerks for local law firms. Once they achieved a certain level of competence, apprentices were released from their tutelage and eligible to accept clients. Those jurisdictions that did require examinations allowed judges to conduct informal interviews with candidates to determine the candidates’ moral and intellectual fitness for practice. Such examinations were typically mere formalities: few candidates failed; few careers were at stake as the interview took place. Newly admitted attorneys had to demonstrate their excellence in order to gain clients. They launched their careers by charging low fees that even the poorest in society could pay. Attorneys who did not prove fit for practice never gained enough clients to sustain their business and were forced to embark on other professions.

In the late-nineteenth and early-twentieth century, energetic and entrepreneurial members of the middle to lower classes in cities such as New York and Chicago began to threaten the legal establishment that had previously been comprised of a mostly wealthy and elite fraternity. This fraternity simply could not compete with low-cost providers of legal services because, for example, the most elite attorneys considered it unseemly and degrading to advertise for services or to offer contingency fees. Bar associations that were once voluntary organizations of upper class professionals therefore began to use their political clout and government connections to obtain powers conferred by legislatures. They wanted to keep the lower classes out of their profession and to preserve a highbrow reputation for lawyers. They began to exercise a monopolistic control over the practice of law within their respective jurisdictions. Today they constitute authorized arms of the State.

In most jurisdictions’ bar associations determine who may be admitted as members and who must be excluded, whether and to what extent lawyers may advertise their services, what constitutes the “authorized” practice of law, whether a law firm must have a physical office with a non-residential mailing address, and under what conditions contingency fees are permissible. These anti-competitive practices hit communities most in need the hardest by increasing the costs of legal services beyond the ordinary person’s ability to pay.

The bar examination is the most hyped precondition for membership in a state bar association. Like hazing, it is more ritual than training; it does not help one learn to be an attorney or indicate any requisite skills for practice. It tests how well someone can memorize arcane and esoteric rules and their trivial exceptions, many of which have no bearing on actual practice. Few if any lawyers spend their days memorizing rules for courts or clients, and no one who intends to practice, say, corporate law in a big city needs to memorize obscure criminal law rules that were long ago superseded by statute.

Despite reciprocity among some states, the bar examination restricts the free flow of qualified attorneys across state lines, forcing even the best attorneys to limit their services to certain jurisdictions. The bar examination also creates racial disparities among practicing attorneys as minority passage rates tend to be lower, a fact that flies in the face of nearly every bar association’s purported commitment to diversity.

Keeping the number of lawyers low ensures that lawyers may charge higher fees. Keeping the barriers to entry high ensures that the number of lawyers remains low. It’s a popular fallacy to complain that there are too many lawyers. We don’t need fewer lawyers; we need more, so long as we gain them through competitive forces on a free market.

We need to unleash capitalism in the legal system for the benefit of everyone. We could start by eliminating the bar examination. Doing so would have no marked effect on the quality of lawyers. It would drive down the high costs of legal services by injecting the legal system with some much-needed competition. It would make practitioners out of the able and intelligent people who wanted to attend law school but were simply too prudent to waste three years of their lives and to take on tens-of-thousands of dollars of student-loan debt while entry-level legal jobs were scarce and entry-level legal salaries were low. Justifications for the bar examination are invariably predicated on paternalistic assumptions about the ability of ordinary people to choose qualified attorneys; such arguments ignore the number of ordinary people who, today, cannot afford qualified attorneys at all under the current anticompetitive system.

Abolishing the bar examination would benefit the very community it is supposed to protect: the lay public.

Contributory Negligence and Comparative Responsibility

In History, Law, Legal Education & Pedagogy, Teaching, Torts on July 2, 2014 at 8:45 am

Allen 2

Contributory negligence is an affirmative defense and often a mirror image of the claim of negligence against the defendant. To establish contributory negligence, a defendant generally has to meet all four elements of negligence (duty, breach, causation, damages) in the same way the plaintiff does. Until recently, contributory negligence functioned as a total bar on recovery.

In practice, however, the rule may have been less harsh because juries could decide the plaintiff wasn’t at fault if the defendant appeared to be more at fault (this is a form of jury nullification), and because courts developed ameliorative doctrines such as the “last clear chance rule,” which maintains that even though the plaintiff was contributorily negligent, the defendant had the last clear chance to avoid the injury and thus the plaintiff still recovers. Few states have retained contributory negligence as an absolute bar. Most have moved to comparative responsibility. Once states have made that move, doctrines such as the “last clear chance” become unnecessary.

Once the old contributory negligence regime has been thrown out, what fills the void? The answer, in short, is comparative responsibility. To move from contributory negligence to comparative responsibility is to reject the rule that a plaintiff is barred from recovery if he, too, was careless. Under a comparative responsibility system, the responsibility is split evenly among the parties who were at fault.

 

What Crisis? Law as the Marriage of Science and the Humanities

In Academia, Arts & Letters, Humanities, Jurisprudence, Law, Law-and-Literature, Legal Education & Pedagogy, News and Current Events, Oliver Wendell Holmes Jr., Philosophy, Scholarship, The Academy on March 12, 2014 at 8:45 am

Allen 2

This week the Association for the Study of Law, Culture & the Humanities convened to consider this question: “How will law and humanities scholarship fare against the pressure of the science and technology paradigm that has now permeated the institutional frameworks of academia?”  The question implies an adversarial relationship between science and the humanities, or law-and-humanities.  The division between science and the humanities as academic disciplines, however, is not yet 150 years old; it is misguided to pit “law-and-humanities” (a signifier that did not exist a few decades ago) against the “science and technology paradigm that has now permeated the institutional frameworks of academia” (another quotation from the conference program).  We do not have to go back to Plato or Aristotle or Galileo or Descartes or Spinoza or Da Vinci or Locke or Hume or Rousseau or Kant or Newton or Adam Smith or Benjamin Franklin or Thomas Jefferson or Thoreau to see that what we call the humanities has not, traditionally, been divorced from the sciences—that, in fact, the humanities and the sciences are mutually illuminating, not mutually exclusive.

In America, more recently, the classical pragmatists—in particular C.S. Peirce and William James—sought to make philosophy more scientific, and in this endeavor they were mimicking the logical positivists in Britain.  Some of the most famous minds of the 20th century worked at the intersection of the humanities and science: Freud, Einstein, Michael Polanyi, Karl Popper, Jacques Lacan, F. A. Hayek, and Noam Chomsky, to name a few.  Lately we have seen scientific thinkers as wide-ranging as Steven Pinker, E. O. Wilson, Jared Diamond, and Leon Kass celebrate or draw from the humanities.

A review of the conference abstracts suggests that most presenters will be considering this question from the political left, but their concerns are shared by many on the right, such as Roger Scruton, who recently took to the pages of The New Atlantis to address this topic in his article “Scientism in the Arts and Humanities.”  Nevertheless, forcing the separation of science and the humanities does not strike me as prudent.

By encouraging the humanities to recognize its scientific heritage and to recover its scientific methodologies, the academy would be correcting decades of wandering.  Science is indispensable to the humanities, and vice versa; the two work in concert.  The findings in one influence the findings in the other.  Evidence of this reciprocity in the context of legal studies is especially striking in America during the late 19th and early 20th century, when the law often was associated with scientific disciplines rather than with the humanities.  At this time, the theories of Charles Darwin and his progeny helped to explain the common law tradition while influencing the way that law was taught in law schools and examined by judges and most notably by Oliver Wendell Holmes, Jr.

The scientific paradigms in vogue among legal thinkers at the turn of that century were neither uniform nor monolithic.  For instance, Christopher Columbus Langdell’s push to make legal education more scientific was different from Holmes’s use of Darwinism to describe the common law.  Rather than teasing out the distinctions between various scientific approaches to the law during the late 19th and early 20th century America, however, I would look at these scientific approaches as part of the same general project and as a reminder of how the humanities and the sciences can participate to bring about theoretical and practical insights.  It might be that, of all disciplines, law is the most revealing of the participatory nature of science and the humanities and, therefore, provides the best justification for instrumental and scientific approaches to humane studies.

There are groups within the humanities that resent the scientific disciplines for the funding and privilege those disciplines enjoy in the academic marketplace, but at least part of this resentment is misplaced.  The fault lies partially with the scientists who mistake merit for value: it is not that the sciences enjoy more funding and privilege because they have more merit—the academy is not a meritocracy—but it is that they have more value to consumers and the public writ large.  It may well be that the humanities have more merit, but unless consumers begin to value merit, the meritorious will not necessarily prevail in the market.  

Allen Mendenhall Interviews James Elkins about Law, Literature, Poetry, and Teaching

In Academia, Arts & Letters, Books, Creative Writing, Creativity, Humanities, John William Corrington, Jurisprudence, Law, Law-and-Literature, Legal Education & Pedagogy, Legal Research & Writing, Literary Theory & Criticism, Literature, Michael Blumenthal, Pedagogy, Philosophy, Scholarship, Teaching, The Academy, Western Philosophy, Writing on February 26, 2014 at 8:30 am
Jim Elkins

James Elkins

AM:  Jim, thank you for doing this interview.  You recently came out with a book, Lawyer Poets and That World We Call Law.  You’ve been researching and writing about lawyer poets for some time now.  What is it about lawyer poets that fascinates you, and what is it about this type of person that makes him or her unique?  In other words, what makes a lawyer poet different from a doctor poet like, say, William Carlos Williams, or a banker poet like T.S. Eliot?

JE:  I first got interested in lawyer poets about 12 years ago when I was introduced to the work of a southern writer, John William Corrington. I found Corrington’s life and work fascinating, and was puzzled by the fact that he was an accomplished poet—as well as a novelist—when he took up the study and practice of law. I had trouble getting my mind around the fact that Corrington was a poet and a lawyer. One reason was that I held some of the usual stereotypes of lawyer and poet. These endeavors—poetry and law—don’t look, at least according to the stereotypes, as if they have much in common. Lawyers and poets appear to us as different as day and night. I was intrigued by this idea of one person embracing such different—or seemingly different—endeavors. When I decided to write about Corrington, I knew I needed to think through this idea of being a lawyer and a poet, a poet and a lawyer.

My fascination with lawyer poets lies in how our iconic images of lawyer and of poet are put to the test when we think about one person writing poems and practicing law. There is, I think, something intriguing about the joining of such differing enterprises in the life of a single person. I don’t want to claim that there is anything unique about lawyer poets, or that the joining of law and poetry creates a unique kind of person. What is unique is how the idea of a lawyer poet changes our sense of who we are as lawyers (that is, those of us who are associated with the legal profession), and how, when our legal colleagues turn out to be poets, we have an open invitation to read their poetry, and for many of us, that means a pursuit of a genre of literature we thought we had no need to pursue.Lawyer Poets

AM: I want to come back to Corrington in a minute.  He’s someone I’ve grown to admire, and I have you to thank for introducing me to his work.  First, though, I’d like to discuss your book, Lawyer Poets and That World We Call Law.  You published several lawyer poets in it.  How did you decide which poets and poems to include? 

JE:  I discovered the work of all the lawyer poets whose poems appear in Lawyer Poets and That World We Call Law during the decade that I tried to identify all the lawyer poets in the U.S., from the first days of the republic. It got to be something a bit more than a research project. I simply wanted to know every lawyer I could identify throughout our history that had taken up with the muse. Along the way, I began to collect a rather substantial list of contemporary lawyers who write and publish poetry. I started reading the poetry and then began to publish the best of what I found in the Legal Studies Forum, a journal I’ve edited for over 15 years now. I might note that most lawyer poets do not write poems about the law and the practice of law and I did not seek out law-related poems. We have a long history of legal verse and most of it is rather bad. What I found in the work of the lawyer poets I was publishing was an occasional poet and an occasional poem about the practice of law that sounded right to me. After publishing the work of lawyer poets for a decade, I found, looking back on what we had published, that the lawyer-related poems held up quite well. And, I found that they looked still more interesting when they were collected and laid out poem to poem. It dawned on me that I had published the best lawyer-related poems in the past 50 years, and that the poems deserved their own anthology.

AM:  One of the poets in the anthology is Michael Blumenthal.  Is he still teaching at West Virginia University College of Law?  I don’t think I ever heard the story about how you two connected.

JE:  When I first got started on the lawyer poets work, I was corresponding with Marlyn Robinson, a reference librarian at the Tarleton Law Library at the University of Texas School of Law. Marlyn compiled a short list of lawyer poets for me, and she mentioned that a poet named Michael Blumenthal, who was then living in or around Austin, had once been a lawyer.

Blumenthal was one of those lawyers, like Archibald MacLeish and John William Corrington, who become lawyers and then realize that what they really want to do is to follow their literary pursuits. I began reading Blumenthal’s poetry and it became clear that he was by no one’s estimation an amateur. In fact, his poetry was so good and his abandonment of the legal profession so apparent, that I didn’t try to connect him for fear that as a major poet he would have little interest in being identified as having any association with the legal profession. And to complicate matters, whenever I did give thought to contacting Blumenthal, I found that he was a poet who seemed to have no permanent home.

I continued to read Blumenthal’s poetry, and then moved on to a collection of his essays, a novel, and a memoir. There is, I think, something rather daunting, at least for me, in trying to contact a major writer. Then, one day, I was working with a Canadian writer on an introduction to a memoir of Roma Goodwin Blackburn, a Canadian lawyer, when she happened to mention Michael Blumenthal. I asked her how she knew him, and she said she had recently corresponded with him to obtain permission to quote one of his poems in a book she was writing with her husband. I told her that I had been wanting to contact Blumenthal but could never quite track him down (not adding that I hadn’t really tried all that hard). She told me he responded to her request promptly and seemed a pleasant enough fellow.

If I have the time right, that was probably in 2005. I sent off a note to Blumenthal and found not only that he was pleasant but seemed interested in the fact that I had found my way to his poetry by way of the fact that he had once been a lawyer. We continued our correspondence, and I decided to devote an issue of the Legal Studies Forum to Michael’s work.

In 2007, we published Correcting the World, an issue of over 440 pages of Michael’s poetry, essays, and fiction. Michael had not, in 2007, when we published the LSF issue devoted to his work, fully addressed, in any of his writings, his decision to leave the legal profession and take up his life as a literary man. I asked if he’d be willing to do that in an essay for the LSF issue, and to my surprise he agreed to do the essay. I talked the powers that be at the law school into inviting Michael to the law school to present his essay, “The Road Not Taken-Twice.”

At this point I still had not met Michael, although we had been working on the LSF collection of his writings for over a year. Michael’s presentation was quite engaging, and it dawned on me that we needed a stronger literary presence at the law school than I was able to provide; what we needed was a poet-in-residence. And now, the delicate part: Would Michael have any interest in thinking about a visiting appointment at the law school? I knew that he was moving from university to university as something of an itinerant professor holding endowed visiting positions, and I thought we might interest him in a stop at the law school. To my surprise, he seemed intrigued by the idea, and the next thing I knew, Michael Blumenthal was a visiting professor at the college of law. He has now been a colleague for several years, and I’m now even more convinced that every law school needs a lawyer poet in residence.

AM:  Do you ever try your hand at poetry?  I’ve found that, for me, it’s hard to read a lot of poetry without trying to write it myself. 

JE:  I will have to admit that I am not a poet. And yes, there are times, when I’m reading poetry, that I imagine that in some reincarnation I will end up, somewhere down the line, as a poet. I’ve written a few poems, and I’ve written just enough to know that poetry requires experience and skill that I do not have. I admire the poets I read enough to know that I need to leave poetry to those who are driven or led, in some way, to be poets. My friend and colleague, James Clarke, a rather prolific poet and retired judge in Canada, has encouraged me to write poetry but I take his suggestion to be a gesture of friendship that discounts the steep learning curve that I’d face as a poet.

AM: I can relate.  I once hoped to gain the experience and skill to become a poet, but I gave up at some point.  Do you ever feel lonely working on poetry and the law?  What I mean is, do you ever feel as if you’re going against the grain, doing something different and even unappreciated by some in the legal community?

JE:  My work with lawyer poets has, from the beginning, been an exhilarating endeavor. And I must say, I have not experienced the work in a lonely way. Initially, when I began to identify the hundreds and hundreds of lawyers who had turned to poetry throughout history, I had the sense that I had descended into a vast underground cavern populated by the most exciting unknown persons you could imagine. John William Corrington (who died well over a decade before I discovered his work) was only the first of these exotic—and yes, I think, initially it felt like I was dealing with some exotic creature, something like a hilltribe elder from a remote village in Burma. I felt like I had stumbled onto a new world and a new way to think about “law and literature.” Law and literature had become, in my discovery of the lawyer poets, an introduction to lawyers who practiced literature, just like they practiced law. One doesn’t feel lonely living amidst these wonderful ghosts!

Then I began corresponding with contemporary lawyer poets. I didn’t have all that much success in inducing them to talk about their lives as lawyer poets (with a few notable exceptions, Michael Blumenthal being one of them), but I did find that lawyers were interested in talking with me about their poetry. If I had not started publishing the poetry of lawyers in the Legal Studies Forum, things might have taken a turn toward the lonely. I began to spend considerable time reading poetry and trying to figure out how to think about what I was reading and how to talk to poets about their work. Keep in mind, I did not grow up reading poetry, and with the exception of Wendell Berry and Robert Bly, had really not read poetry. So, novice that I was, I was entering a new world and that produced its own excitement. As the years rolled along, I found that I had been befriended by poetry, and that poets were becoming my friends. I mentioned my friendship with Judge Clarke, and this is a friendship that arose from my efforts in publishing his poetry. A similar thing happened with Michael Blumenthal, who is, as you know, now a colleague. There are countless other friendships of just this kind—built around our regard for poetry—that working with lawyer poets has made possible.

Do I think of my work as going against the grain? In all honesty, I don’t. I see my work with lawyer poets as being another expression of the rich history of lawyers engaged in literary enterprises. My work is not against the grain, it is the grain.

Am I concerned that this work is unappreciated by the legal academic community? I can’t say that I am. In an essay, “Why Write?” that appeared in the Journal of Legal Education last year, I noted that “Law teachers dance to the beat of different drummers. We are driven by different visions of legal education as we adopt, adapt, and advocate a law school’s regime of training.” I’ve never let what my colleagues do (or think they are doing) confine my vision of what a lawyer’s education might be, or what it should be. If I had sought appreciation for any of my work as a teacher, I would have given up writing many years ago. In fact, if it were appreciation that drove me, I would never have undertaken my work with lawyer poets.

AM:  You’re right: it is the grain.  I agree completely.  And I’m glad you mentioned your essay “Why Write.”  I read it recently and was planning to ask you about it.  In fact, it was that essay—and in particular the line about “a note of sadness”—that brought about my previous question.  What I wanted to ask you about, from the essay, was your colleague’s assumption—I think you refer to him as “Randy”—that everyone in the legal academy is writing for the same reason.  Your point, I think, is that all writing has a rhetorical purpose: sometimes it’s to persuade; sometimes it’s to explain; sometimes it’s just a tedious exercise to gain tenure; and sometimes it’s to delight and explore.  Some of us can’t help writing.  I sometimes find myself at the kitchen table, and instead of enjoying my meal I’m panicking because this is time I could spend reading and writing.  I was wondering if you could say a little more about this colleague’s assumption and whether it’s systemic or shared by many others.

JE:  In my Journal of Legal Education essay “Why Write?” I was puzzled by a colleague’s notion that he had somehow failed as a scholar because legal colleagues didn’t pay what he thought was enough attention to his writing. My colleague assumed that if you write about a legal doctrine in an informed way the world—that is judges, legislators, law professors—would take note of the work. I found my colleague’s assumption that when we write the world should pay attention to us a bit puzzling. I had always assumed that for the most part what we publish in law reviews gets little or no attention. Most of us don’t write law review articles that are celebrated for changing the law or offering new perspectives on the law.

In my case, much of my writing has been about legal education. I never had any notion that in writing about legal education my colleagues were going to change the way they think about legal education and legal training and begin to rely upon me for guidance. Consequently, I had the sense that in my writing—and I’ve written far more than most of my colleagues—I wasn’t trying to change the world, so my writing did not depend on an appreciative audience. Why, then, should I bother to write? I remember talking with one of my law school professors about writing—who was both prolific and recognized—when I first went into teaching. I knew when I decided to teach that I’d have to write and publish law review articles. I knew, following the scholarship of the professors that I had in law school, that some of them were scholars (and writers) and some of them were not. I was curious, when I talked with Robert Sedler, who had been my teacher in conflicts and in constitutional law, what prompted him to be so prolific as a writer. Bob Sedler told me something I’ll never forget: “Jim,” he said, “the reason I write is that I’ve been puzzling over something and I’ve been reading what has been written about it, and I realize that what I really want to have said about the subject, said in a way that responds to my concerns, has simply not been written. I write to compose something that I would have found valuable and interesting if someone other than I had written it.”

I think Bob Sedler’s notion has left an indelible imprint on my thinking: I write to say something in a way that I think it should be said. Now, does this mean that all of my writing is exquisite, and the answer is clearly no. When I revisit my older work, I have no doubt that what I wrote could have been said better. But that isn’t really the point. The point is that I said it as best I could; I made a down payment in the writing in living up to Bob Sedler’s notion that you write because you want to say something in a different way than what you find that has already been written.

I don’t think I said, and I didn’t mean to imply in my essay, “Why Write?” that my legal colleagues all write for the same reason. Quite the opposite. I assume that my colleagues write for many different reasons. There are undoubtedly some colleagues who write only because the job requires it (and, unfortunately, after they get tenure, some colleagues manage to get away with writing little or nothing at all). Other colleagues write because they want to think of themselves as scholars. This idea of being a scholar never quite caught on with me. For the first decade or so after I started teaching, I wrote to address a particular problem or concern, often something in or about my teaching. Then, somewhere along the way—and I think this came as I began to teach literature and narrative jurisprudence courses—I began to think about writing as writing, or as you put it, writing as a rhetorical endeavor. I wasn’t writing in the rhetorical sense of trying to persuade anyone to adopt my ideas (and yes, there is always something of that whenever we write), but writing as an experience of writing and writing in furtherance of the idea that if I paid particular attention to how I write, I might actually be a writer. I confess that I am far more drawn to the idea of trying to be a writer than to the fantasy of being a scholar.

AM:  There is no doubt in my mind that you are a writer, and I’ve always enjoyed the way you locate readers in particular settings, no matter what the topic of your essay is.  There’s one essay you wrote that begins by talking about how you’re sitting at home waiting for the mail to arrive, and then you head out to the mailbox once the mail arrives.  It’s that sort of thing—very subtle—that I’ve always admired in your work. 

One of the reasons I went to West Virginia for law school was because I had read your essays when I was an undergraduate trying to figure out what to do with my life.  I was an English major, so it didn’t take me long on Google—or whatever interface or browser we were using in those days—to find your work.  I remember thinking, “law school can’t be all bad with people like this in it.”  I even remember emailing you before I went to law school, and you and I talked about a number of things. 

As for scholarship, there are those who write about others, and those who write so that others will write about them one day.  You fall into that latter camp, I think.  One day, people will be writing about your essays and thinking about your approach to pedagogy. 

We should probably be wrapping up soon, so just a couple more questions.  Since we’re on the topic of pedagogy, I’m wondering about your thoughts on the future of legal education.  It seems that every week now there’s a major article lamenting the decline of law schools or highlighting some law school “scam” or scandal.  Many people are predicting that several law schools will cease to exist in the not-too-distant future, and there can be no doubt that there is an overabundance of lawyers, that law school and law school textbooks are too expensive for most young people, and that the legal job market is very tough today.  How does all this impact the future of the legal academy?   

JE:  Allen, I remember quite well our correspondence before you took up the study of law. That kind of personal interaction with a prospective student is unusual. In other disciplines, students often seek out particular teachers and attend schools because of a desire to study with a particular teacher. Law is unusual in that sense. Students go off to law school with the idea of studying law and becoming lawyers; they don’t think all that much about who their teachers will be and the differing conceptions that their teachers have about law and the practice of law. I know that you came to law school with the idea of studying both law and literature, and I know just how rare that situation is. Most students with a literary interest expect to put their literary work on hold while they are in law school. If they made me King of legal education for a day, I think I’d mandate that every law student be exposed to the idea that the law too is a literary enterprise and can be viewed from a literary perspective, and that a literary perspective might be a prism through which we can see our lives as lawyers with better clarity.

I’m afraid I can’t offer anything new, startling, or subversive on the future of legal education. My focus in the past fifteen years has been on my own teaching, writing, and the make-over of the Legal Studies Forum as a literary journal. Some semesters I have almost no students sign up for my courses, and other semesters they arrive in plentiful numbers. I have never quite been able to figure out how that works. I am still intrigued by how my own teaching works (and what to do when I admit to myself it sometimes does not work). I am still writing about what I teach and how I try to teach it. The more I focus on teaching, the less I think about the future of legal education. I sometimes think we’ve lost our bearings in legal education, but we have been so hell-bent on doing that for some 60 plus years now I no longer see it as a problem that awaits us in the future.

AM: This has been a fascinating conversation, and I hope we get a chance to have another one like it.  It’s been so long since I’ve been back to West Virginia that I’d like to ask about the changes to the law school and how the weather and a few friends have been, but I’m mindful that we’re doing this interview not for my personal benefit, but for the benefit of readers, so I’ll hold off.  We can have those other conversations another time. 

I’ll finish by asking if you could say a bit about what Legal Studies Forum has published lately, and what it has in store for upcoming issues.  Since you mentioned your role in transforming Legal Studies Forum into a literary journal, I’d also like to ask you about the history of the journal.  It strikes me that the journal itself probably hasn’t told its own story, and the journal is so interesting and has been around for so long that its story needs to be documented. 

JE:  Allen, I noted earlier in the interview that I had transformed the Legal Studies Forum into a literary journal, and I think that is also a fair description of where the journal is at today. We publish poetry and fiction by and about lawyers, and we have also published memoirs, autobiographical essays, and traditional literary essays (for example, a 2013 issue was devoted to Robert Pirsig’s Zen and the Art of Motorcycle Maintenance). This year we are publishing two collections of poetry (two issues of the journal, each issue devoted to a single poet), a novel, and an issue of miscellany that focuses on “Lawyers and Literature.”

You asked about the history of the Legal Studies Forum. I have been tempted for a good many years now to write what I know of the history of the journal, and having failed to do so, I have tried to encourage some of those who were involved in the founding of the journal to write the history and have been unsuccessful on that front as well. The history of the Legal Studies Forum is of interest to me because the journal has played a rather central part in my life as a writer and as a teacher. Maybe this interview will get me back in the notion to work on the history.

The Legal Studies Forum (LSF) got its start in the mid-1970s as a newsletter of a newly formed organization called the American Legal Studies Association (ALSA). ALSA has, unfortunately, been defunct for a good many years now, and the remaining remnant of that old organization is the journal.

LSF first appeared as an ALSA newsletter in 1976. In 1977, the newsletter became the ALSA Forum and was published under that title until 1984 when it was retitled the Legal Studies Forum, the title the journal still carries. I have given thought on several occasions to changing the title of the journal to reflect its present literary bearings, but I have a fondness for the old title and have never been able to bring myself to give the journal a new name.

The journal slowly evolved from an organizational newsletter into a “forum” that in its published form looked like it had been printed in someone’s basement. It most definitely had a homemade look and that sense of being marginal has followed the journal to this day (and I have done little to have it otherwise). So, the journal didn’t begin as a journal, it began with ALSA, an organization created by colleagues in the Department of Legal Studies at the University of Massachusetts-Amherst. The UMass department of legal studies was created by Ron Pipkin, John Bonsignore (now deceased), and Peter d’Errico, who were trying to escape the business school where they were teaching business law.

The early 1970s was a time when the antinomian streams flowing in the academic disciplines—sociology, anthropology, and psychology—were subjecting the disciplines to challenging changes. We had begun to hear talk of breaking down the barriers between disciplines, and we were beginning, in the mid and late 1960s, to see the appearance of new interdisciplinary programs: women’s studies; African American studies; environmental studies. Bonsignore, d’Errico, and Pipkin developed the idea for a stand-alone Department of Legal Studies that would make it possible for UMass students to major in law the way they would philosophy or sociology. Their approach to legal studies was interdisciplinary, critical, and humanistic. They wanted to establish a beachhead for legal studies that would stand apart from the kind of vocational training and empty philosophical posturing they associated with legal education. ALSA and the Legal Studies Forum represented legal studies as one of the liberal arts; the study of law was viewed as being a humanistic discipline. Bonsignore, d’Errico, and Pipkin, with uncanny foresight, viewed legal studies as an interdisciplinary crossroads with law being a central focus. What the founders of ALSA could not foresee is that legal scholarship (and to a far lesser extent, legal education) would undergo the same kind of sea-change with the arrival, in the late 1970s, of Critical Legal Studies, feminist jurisprudence, and law and literature (with variant strains of legal storytelling and narrative jurisprudence).

ALSA was founded as a home away from home for colleagues who were teaching law in the various social sciences (anthropology, sociology, psychology) and in the humanities (philosophy and history) who had some reason to identify their work with law as well as with the core discipline that defined their university existence. Some of these teachers were law-trained, and some were not. The folks at UMass begin to think that the legal studies program they were pioneering might be the basis for legal studies programs around the country. The late 1970s was also a time when paralegal programs were beginning to appear in undergraduate studies, and teachers in these programs were looking for an intellectual home base. Interestingly enough, in the early days of ALSA there was a concern that the legal studies movement—and yes, there was some notion that a “movement” was underway—might drift in the direction of paralegal programs, and you can be sure that Bonsignore, d’Errico, and Pipkin had no desire for that to happen. They didn’t discourage paralegal teachers from participation in ALSA, but the ALSA mantra for their own Department of Legal Studies—and for the journal—was always: interdisciplinary, critical, and humanistic. That was enough to keep the paralegal folks at bay.

I should note that while the UMass-Amherst folks were always thinking about teaching law outside law schools, indeed, they argued that it was the very fact that law was so often taught only in law schools that underscored the need for a legal studies movement, they were always more than welcoming to the few law teachers that became involved in the organization. I was one of the early “outsiders” to cast my lot with ALSA, but not the first. Wythe Holt, the Marxist legal historian, and a law professor at the University of Alabama, is the only known legal colleague who attended both the first ALSA conference in 1977 and the first Critical Legal Studies conference held at the University of Wisconsin, also in 1977. Wythe published several articles in LSF, with one article appearing in the second volume of the journal when it was then the ALSA Forum. I attended the second ALSA conference in 1978 at Rutgers, and gave my first paper at an ALSA conference in Pittsburgh the following year. J. Allen Smith, at Rutgers law school, one of the old “law and literature” men, was also involved in the early conferences and published several articles in LSF in the early years. (We were doing law and literature articles in LSF before “law and literature” picked up momentum in the early 80s.) David Papke, who obtained a Ph.D. in American Studies (University of Michigan, 1984), now on the law faculty at Marquette University, attended the early ALSA conferences, and served as editor of LSF (1990-1996) before I took over as editor. Judith Koffler, another widely-respected law and literature scholar, appeared at most of the early ALSA conferences.

ALSA failed to survive but it did succeed in one sense: The ALSA conferences were lively affairs, with a degree of informality and a sense of collegial extended family, that made it possible for me, and colleagues like Judith Koffler and Wythe Holt to find like-minded colleagues. (I should note that both Koffler and Holt ended up as visiting professors at West Virginia and both would have remained on the faculty if it had not been for the short-sighted decision-making of my colleagues.) ALSA, and now LSF, have been most successful in helping to create a community for colleagues who think of the study of law as a liberal art.

Is there a “legal studies movement” in existence today? I don’t think so. Have the ideas and ideals associated with the “legal studies movement” found their way into legal education? I think they have. This immigration of ideas has taken different forms: the humanistic legal education movement (1977-1985), the law and literature movement (now commonly attributed to James Boyd White’s The Legal Imagination published in 1973, a movement that gained more attention in the late 70s, early 80s, and has now gained the status as a “school” of contemporary jurisprudence); Critical Legal Studies (CLS arrived in legal education at the same time ALSA was founded, and is now, so far as most of us can see, given up its corporeal existence).

I don’t see anything these days to suggest that anyone is talking about a “legal studies movement.” The one person that persists in writing about “legal studies” is Austin Sarat at Amherst College. In the last 20 years, Sarat, writing about the teaching of law as a liberal art in undergraduate schools, has been a one-man legal studies movement!

Did the “legal studies movement” spearheaded by ALSA change law school training? I think the literal answer is no. What happened in legal education, as I have alluded to here, is that legal scholarship (law reviews/law journals) now routinely publishes interdisciplinary work. In the past four decades (that happen to span the years that I have been teaching), there has been, shall we say, a “greening” of legal scholarship that encompasses the interdisciplinary, critical, and humanistic approaches that my UMass-Amherst colleagues and LSF tried to focus on. Unfortunately, the UMass model for legal studies did not find widespread adoption, and the liberal arts perspective in legal education, notwithstanding the greening of legal scholarship, is still a marginal enterprise.

AM:  Jim, thanks so much for this very interesting, very informative interview.  I’ve really enjoyed this.

JE:  Allen, I greatly appreciate your continued interest in my work and this rare opportunity to present in more detail what I have been trying to do as a teacher, writer, and editor. Thanks for all the effort you have put into making this interview possible.

Shakespeare and the Law

In Arts & Letters, History, Humanities, Law, Law-and-Literature, Legal Education & Pedagogy, Literary Theory & Criticism, Literature, Pedagogy, Shakespeare, Western Civilization on January 30, 2014 at 8:45 am

Shakespeare

Below is footage of a panel discussion between Justice Stephen Breyer, Professor Martha Nussbaum, Judge Richard Posner, and Professor Richard Strier that took place at the University of Chicago in 2009.  The subject of the discussion is “Shakespeare and the Law,” and the purpose of the panel was to counteract what was perceived as growing complacency and unoriginality in the law-and-literature movement.  That these four figures are on the same panel is reason enough to watch the video.

Seven Points of Grammar

In Advocacy, Arts & Letters, Communication, Essays, Law, Legal Education & Pedagogy, Legal Research & Writing, Teaching, Writing on November 20, 2013 at 8:45 am

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An earlier version of this piece appeared here in The Alabama Lawyer.

As a staff attorney to Chief Justice Roy S. Moore, I read several briefs and petitions each day.  I have noticed that certain grammatical errors are systemic among attorneys.  Some errors are excusable; others aren’t.  Here are seven errors that are inexcusable.

1.    “Whoever” and “Whomever”

Many attorneys do not know the difference between whoever and whomever.  Test your knowledge by answering these questions:

Which of the following sentences is correct?

A.  Give the document to whoever requests it.

B.  Give the document to whomever requests it.

Which of the following sentences is correct?

A.  Whoever arrives first will get a copy.

B.  Whomever arrives first will get a copy.

If you answered A to both questions, you were correct.  Here is a trick to help determine whether to use whoever or whomever:

STEP ONE:  Imagine a blank space where you wish to use whoever or whomever.

Example: Give the document to ______ requests it.

STEP TWO:  Split the blank space to create two sentences; then fill in the blanks with the pronouns he or him.

Example: Give the document to himHe requests it.

STEP THREE:  Whenever you fill in the blank space with a him/he combination, use whoever.  As we have already seen, the previous sentence should read, “Give it to whoever requests it.”  Whenever you fill in the blank space with a him/him combination, use whomever.

Him/He = whoever

Him/Him = whomever

Here are more examples:

STEP ONE:           You should hire ______ Pete recommends.

STEP TWO:          You should hire him.  Pete recommends him.

STEP THREE:      You should hire whomever Pete recommends.

 

STEP ONE:            This letter is to ______ wrote that brief.

STEP TWO:           This letter is to himHe wrote that brief.

STEP THREE:       This letter is to whoever wrote that brief.

 

STEP ONE:           The prize is for _____ wins the contest.

STEP TWO:          The prize is for himHe wins the contest.

STEP THREE:      The prize is for whoever wins the contest.

 

STEP ONE:            The lawyer made a good impression on ______ he met.

STEP TWO:           The lawyer made a good impression on him.  He met him.

STEP THREE:       The lawyer made a good impression on whomever he met.

 

STEP ONE:            The lawyer tried to make a good impression on ______ was there.

STEP TWO:           The lawyer tried to make a good impression on himHe was there.

STEP THREE:       The lawyer tried to make a good impression on whoever was there.

2.    “Who” and “Whom”

The difference between who and whom has fallen out of favor in common speech, but retains its importance in formal writing.  Use who if the pronoun is a subject or subject complement in a clause.  Use whom if the pronoun is an object in a clause.  A trick to help determine whether to employ who or whom is to rephrase the sentence using a personal pronoun such as he or him.  Consider the following:

A.      Proper: Whom did you meet?  (Rephrase: I met him.)

           Him is objective, so whom is proper.

Improper:  Who did you meet?

B.       Proper: Who do you think murdered the victim?  (Rephrase: I think he murdered the victim.)

           He is subjective, so who is proper.

Improper: Whom do you think murdered the victim?

C.        Proper: Who was supposed to finish that brief last week?  (Rephrase: He was supposed to finish that brief last week.)

            He is subjective, so who is proper.

Improper: Whom was supposed to finish that brief last week?

D.        Proper:  Justice Brown is the man for whom I voted.  (Rephrase: I voted for him.)

            Him is objective, so whom is proper.

Improper:  Justice Brown is the man who I voted for.

3.    “As Such”

I used to practice at a mid-sized law firm in Atlanta.  Tasked with reviewing the writing of all associate attorneys at the firm, one partner became hardheaded about two words: “as such.”  He always struck through the word “therefore” and replaced it with the words “as such.”  He did this so often that I finally decided to correct him. I was tired of watching him substitute a grammatical error for a sound construction.

When I spoke up, he got defensive.  “As such means ‘therefore,’” he said.

He was wrong.

The Random House Dictionary (2013) describes “as such” as an “idiom” that means “as being what is indicated” or “in that capacity.”  In other words, after you have described something, you use the phrase “as such” to refer back to that something “as described.”  Here are examples:

  1. He is the president of the university; as such, he is responsible for allocating funds to each department.
  2. This is a matter of law; as such, it is subject to de novo review.
  3. Theft is a crime; treat it as such.

In these examples, “as such” properly refers back to a definite antecedent.

“As such” appears regularly in legal writing.  Whenever I see this construction misused, I think about that partner in Atlanta and become agitated.

“As such” is a simple construction; as such, it entails a simple application.  Don’t be shy about calling out your colleagues when you see them misuse this construction, even if you are a “lowly” associate.  You might just save them—and the partners—from embarrassment.

4.    The Colon

Although many rules govern the use of colons, I want to focus on this one: Never place a colon between a preposition and its object or between a verb and its complement.  Likewise, never place a colon after such words or phrases as especially, including, or such as.

These sentences violate this rule:

  1. He was convicted of several crimes, including: first-degree robbery, arson, third-degree burglary, and second-degree forgery.
  2. Some affirmative defenses are: statute of frauds, waiver, statute of limitations, and contributory negligence.
  3. Most restrictive covenants have provisions about the developer or declarant such as: “Property Subject to the Declaration,” “Easements,” “Assessments,” and “Membership.”
  4. She enjoys the sites, especially: the courthouse, the town square, and the memorial.

No colon is necessary in these sentences.

5.    Subject-Verb Agreement: “Neither,” “Nor,” “Either,” “Each,” and “Number”

Attorneys generally understand subject-verb agreement.  A verb must agree with its subject in number.  That is, a singular subject must take a singular verb; a plural subject must take a plural verb.  The following words, however, give attorneys trouble: neither, nor, either, each, and number.  What follows should clarify how to make these nouns agree with a verb.

Neither Mel’s clients nor his associate ___ going to the meeting tomorrow.

When you pair neither and nor as conjunctions linking two nouns, choose the noun closest to the verb and let that noun determine whether you use is or are.  In the example above, associate is closest to the verb.  Associate is singular, so the proper verb is is.

Neither of the partners ___ attending the meeting.

Neither is singular and the subject of the sentence.  It requires a singular verb: is.  The verb is not are if the plural noun (partners) is not the subject.  Partners is not the subject; it is part of a prepositional phrase.

___ either of you available to take his deposition tomorrow?

Either is singular and the subject of the sentence.  It requires a singular verb: is.  The verb is not are if the plural noun (you) is not the subject.  You is not the subject; it is part of a prepositional phrase.

Each of you ___ contributed valuable insights to the case.

The pronoun each is the subject of the sentence.  Each is singular and requires a singular verb: has.  Many attorneys will write have because they think that each is plural or that the verb must modify the plural noun youYou is part of a prepositional phrase and cannot serve as the subject of the sentence.

The number of thefts ___ increasing.

Number can be singular or plural depending on the context.  Here, number is used with the definite article the.  Therefore, the singular verb (is) applies.  In most cases, if number is used with the indefinite article a, then the plural verb (are) applies.

6.    The Possessive Form of Nouns Ending in “S”

My sixth grade teacher instructed me never to add ’s after a singular noun ending with an s or s sound.  She was wrong.  The trick to nouns ending with an s or an s sound is that no trick exists: the rule is the same for these nouns as for all other nouns (with a few notable exceptions, such as the words “its” and “yours”).  To form a singular possessive, add ’s to the singular noun.  To form a plural possessive, add an apostrophe to the plural noun.  Here are some examples:

Singular Noun

Mr. Jones               Mr. Jones’s

Mrs. Burnes           Mrs. Burnes’s

The boss                The boss’s

Plural Noun

The Joneses           The Joneses’

The Burnses           The Burnses’

The bosses             The bosses’

7.    “Only”

Only is one of the most regularly used words in the English language.  It is also one of the most regularly misused modifiers.  Below are examples of how attorneys misuse only in petitions and briefs.  I have altered the language in these examples to conceal the identity of the authors.

A.  “The appellant only references the reason why the appellee did not seek counseling.”

This sentence implies that the appellant does nothing—nothing at all—but reference the reason why the appellee did not seek counseling.  The appellant does not eat, sleep, think, talk, love, feel, or breathe.  The only thing he does is reference the reasons why the appellant did not seek counseling.  He must be a robot.  The author of this sentence intended to say the following: “The appellant references only the reason why the appellee did not seek counseling.”  This revised sentence means that, of all the reasons from which he could have chosen, the appellant referenced only one.  The appellant could have referenced other reasons, but did not.

B.  “He only robbed two people.”

This example suggests that “he” has never done anything—anything at all—but rob two people.  If all you have ever done is rob two people, your entire existence has been a crime.  The author of this sentence intended to say the following: “He robbed only two people.”  This revised statement should cause one to ask, “That’s it?  Just two people?”

C.  “The agency granted the application on the condition that the hospital only will move 300 beds.”

A hospital that does nothing but move 300 beds will not help sick patients.  The author of this sentence should have written, “The agency granted the application on the condition that the hospital will move only three-hundred beds.”  In this revised sentence, “only” modifies “three-hundred beds” rather than the verb “will move.”

Attorneys are educated; we tend to avoid using language if we aren’t certain about its grammatical soundness.  But something about the foregoing rules baffles us.

The rules, though, are easy.  What’s difficult is overcoming habits and industry-wide error.  If you aren’t certain about a rule, don’t just ask your colleagues for the solution.  And don’t take your colleagues’ suggestions at face value.  Consult a good, reliable grammar book.  Doing so will improve your writing and possibly raise the quality of writing among the entire profession.

James Elkins and the Lawyer Poets

In Arts & Letters, Creative Writing, Creativity, Humanities, Law, Legal Education & Pedagogy, Literary Theory & Criticism, News Release, Poetry, Writing on November 14, 2013 at 8:45 am

Lawyer Poets and That World We Call Law

James Elkins of West Virginia University College of Law has edited Lawyer Poets and That World We Call Law (Pleasure Boat Studio, 2013), an anthology of poems about the practice of law.  Professor Elkins has been the longtime editor of Legal Studies Forum.  Contributors to the anthology include Lee Wm. Atkinson, Richard Bank, Michael Blumenthal, Ace Boggess, David Bristol, Lee Warner Brooks, MC Bruce, Laura Chalar, James Clarke, Martin Espada, Rachel Contreni Flynn, Katya Giritsky, Howard Gofreed, Nancy A. Henry, Susan Holahan, Paul Homer, Lawrence Joseph, Kenneth King, John Charles Kleefeld, Richard Krech, Bruce Laxalt, David  Leightty, John Levy, Greg McBride, James McKenna, Betsy McKenzie, Joyce Meyers, Jesse Mountjoy, Tim Nolan, Simon Perchik, Carl Reisman, Charles Reynard,  Steven M. Richman, Lee Robinson, Kristen Roedell, Barbara B. Rollins, Lawrence Russ, Michael Sowder, Ann Tweedy, Charles Williams, Kathleen Winter, and Warren Wolfson.

James Elkins

James Elkins
Professor of Law and Benedum Distinguished Scholar, West Virginia University College of Law

10 Things to Know About Mortgages

In Law, Legal Education & Pedagogy, Property on September 4, 2013 at 7:45 am

Allen 2

1. A mortgagee obtains a security interest (a note) from the mortgagor who mortgages the asset (the house) to secure the loan for the mortgagee.

2. The note is a security that, under the Uniform Commercial Code (UCC), is a negotiable instrument that may be bought and sold.

3. The mortgage is recorded in the land records, thus allowing the mortgagee, in the event of the default of the mortgagor, to enforce the security on the note by foreclosing the rights of the mortgagor to the mortgaged property.

4. In most cases, a defaulting mortgagor will have the opportunity to redeem the property after the foreclosure of its rights, although a cloud will remain on the title to the property. A foreclosure is the elimination of the equitable right of redemption to take both legal and equitable title to the property in fee simple. When a mortgagor defaults by, say, failing to make payments, the mortgagee (or its assigns) files a lien on the property and can eventually eliminate the aforementioned rights and exercise a power of sale. The power of sale is also known as a non-judicial foreclosure and is authorized and provided for by the mortgage itself or the deed of trust. In a “power of sale” foreclosure, if the debtor does not cure his or her default or file bankruptcy to stop the sale, the mortgagee will conduct a public auction much like a sheriff’s auction, and the mortgagee can itself bid on the property; unlike other bidders, the mortgagee can bid on credit.

5. Usually a mortgagee transfers the note to a special purpose vehicle (SPV) that pools the note with other such notes, all of which are sold/assigned (in the form of a “security”) on what’s called the “secondary mortgage market.” Proceeds generated by the assigned security are paid back to the original mortgagee to “compensate” the mortgagee for selling a “security” in the first place.

6. The mortgagee collects payments from the mortgagor (i.e., the monthly mortgage payments) and passes them along to the investors who have an assigned interest (i.e., a “security”) in the note.

7. In theory, the buying and selling of notes on the secondary mortgage market lowers the interest rates of all mortgagors and gives investors a low-risk “security” to invest in so that all parties are better off. The investors hold only an assignment of the note (i.e., a “security”), not the actual mortgage recorded in the land records. Therefore, they have an interest in the mortgage by way of the assigned note, but as assignees, they are protected from certain liabilities that could befall the originating mortgagee and are free from requirements such as recording their interests in the land records. Mortgagees like investors (who, again, enter into the process by way of SPVs) because they essentially pay off the risks associated with being the originating interest and then take on that interest with little risk involved.

8. The process of pooling notes and issuing securities to investors (thereby lowering interest rates over time) is called “securitization.” The investors, through SPVs, pay off the original mortgagees and thereby relieve the mortgagees of their burden of risk in being the lender to the mortgagor. In return, the investors gain an interest in the mortgage and, as assignees, do not have the risk that the mortgagee would have had in its relationship with the mortgagor. Therefore, the mortgagee and the investors have entered into a mutually beneficial relationship whereby each offsets the risks of the other. All of this happens without any effect on the mortgagor and his/her mortgage payments, except possibly to the extent that the mortgagor may, if anything, benefit from lower interest rates. However, mortgagors may not understand that SPVs and investors have been assigned the rights enjoyed by the mortgagee (namely, the right to foreclose), although the mortgagees should have apprised mortgagors that the security in the note has passed along to other parties.

9. The investors become what are called “trustees” that hold the securities (i.e., the assignments of the rights to the note). The rights and obligations of the mortgagees, SPVs, and trustees/investors are spelled out in a “Pooling and Servicing Agreement,” which includes provisions about allowing the SPVs or trustees/investors to foreclose on the mortgagor’s rights by virtue of the chain of interest that extended from the mortgagee’s original transfer to the SPV to the investors (i.e., the “trustees”).

10. This whole process has created difficulties with recording, which, although not required of assignees, often had to take place in order to have a record tracking the passing of interest from the SPV to the investor/trustees and potentially to other investor/trustees, etc. Accordingly, companies came into being that handled the transfer process and maintained electronic databases for investors and the mortgage industry generally to track the passing of interests in notes/securities. These companies are called “nominees.” When drafting their original note, the mortgagor and mortgagee designate a company to serve as a “nominee” for the mortgagee’s successor and assigns. The nominee does not own or fund the mortgage loan, but instead tracks the transfer of interest in the loan and becomes the mortgagee of record. A nominee makes its money by collecting on membership fees that are required of anyone wanting access to the database. There is an overlap between nominees and mortgagees because nominees serve the function and do the work of the mortgagee. In fact, banks and mortgage companies hire and certify people who can work with and for nominees.