Below is the third installment in the lecture series on literary theory and criticism by Paul H. Fry. The first two lectures are here and here.
Archive for the ‘Philosophy’ Category
Paul H. Fry’s “Ways In and Out of the Hermeneutic Circle”
In American Literature, Arts & Letters, Books, British Literature, Humanities, Literary Theory & Criticism, Literature, Pedagogy, Philosophy, Teaching, Western Philosophy on March 26, 2014 at 8:45 amPaul H. Fry’s Introduction to Theory of Literature (continued)
In American Literature, Arts & Letters, Books, History, Humanities, Literary Theory & Criticism, Literature, Pedagogy, Philosophy, Teaching, Western Civilization, Western Philosophy on March 19, 2014 at 8:45 amOn February 19, I announced that I would run several lectures by Yale literary scholar Paul H. Fry. In keeping with that promise, I post here the remainder of Fry’s introductory lecture on literary theory.
What Crisis? Law as the Marriage of Science and the Humanities
In Academia, Arts & Letters, Humanities, Jurisprudence, Law, Law-and-Literature, Legal Education & Pedagogy, News and Current Events, Oliver Wendell Holmes Jr., Philosophy, Scholarship, The Academy on March 12, 2014 at 8:45 amThis week the Association for the Study of Law, Culture & the Humanities convened to consider this question: “How will law and humanities scholarship fare against the pressure of the science and technology paradigm that has now permeated the institutional frameworks of academia?” The question implies an adversarial relationship between science and the humanities, or law-and-humanities. The division between science and the humanities as academic disciplines, however, is not yet 150 years old; it is misguided to pit “law-and-humanities” (a signifier that did not exist a few decades ago) against the “science and technology paradigm that has now permeated the institutional frameworks of academia” (another quotation from the conference program). We do not have to go back to Plato or Aristotle or Galileo or Descartes or Spinoza or Da Vinci or Locke or Hume or Rousseau or Kant or Newton or Adam Smith or Benjamin Franklin or Thomas Jefferson or Thoreau to see that what we call the humanities has not, traditionally, been divorced from the sciences—that, in fact, the humanities and the sciences are mutually illuminating, not mutually exclusive.
In America, more recently, the classical pragmatists—in particular C.S. Peirce and William James—sought to make philosophy more scientific, and in this endeavor they were mimicking the logical positivists in Britain. Some of the most famous minds of the 20th century worked at the intersection of the humanities and science: Freud, Einstein, Michael Polanyi, Karl Popper, Jacques Lacan, F. A. Hayek, and Noam Chomsky, to name a few. Lately we have seen scientific thinkers as wide-ranging as Steven Pinker, E. O. Wilson, Jared Diamond, and Leon Kass celebrate or draw from the humanities.
A review of the conference abstracts suggests that most presenters will be considering this question from the political left, but their concerns are shared by many on the right, such as Roger Scruton, who recently took to the pages of The New Atlantis to address this topic in his article “Scientism in the Arts and Humanities.” Nevertheless, forcing the separation of science and the humanities does not strike me as prudent.
By encouraging the humanities to recognize its scientific heritage and to recover its scientific methodologies, the academy would be correcting decades of wandering. Science is indispensable to the humanities, and vice versa; the two work in concert. The findings in one influence the findings in the other. Evidence of this reciprocity in the context of legal studies is especially striking in America during the late 19th and early 20th century, when the law often was associated with scientific disciplines rather than with the humanities. At this time, the theories of Charles Darwin and his progeny helped to explain the common law tradition while influencing the way that law was taught in law schools and examined by judges and most notably by Oliver Wendell Holmes, Jr.
The scientific paradigms in vogue among legal thinkers at the turn of that century were neither uniform nor monolithic. For instance, Christopher Columbus Langdell’s push to make legal education more scientific was different from Holmes’s use of Darwinism to describe the common law. Rather than teasing out the distinctions between various scientific approaches to the law during the late 19th and early 20th century America, however, I would look at these scientific approaches as part of the same general project and as a reminder of how the humanities and the sciences can participate to bring about theoretical and practical insights. It might be that, of all disciplines, law is the most revealing of the participatory nature of science and the humanities and, therefore, provides the best justification for instrumental and scientific approaches to humane studies.
There are groups within the humanities that resent the scientific disciplines for the funding and privilege those disciplines enjoy in the academic marketplace, but at least part of this resentment is misplaced. The fault lies partially with the scientists who mistake merit for value: it is not that the sciences enjoy more funding and privilege because they have more merit—the academy is not a meritocracy—but it is that they have more value to consumers and the public writ large. It may well be that the humanities have more merit, but unless consumers begin to value merit, the meritorious will not necessarily prevail in the market.
Allen Mendenhall Interviews James Elkins about Law, Literature, Poetry, and Teaching
In Academia, Arts & Letters, Books, Creative Writing, Creativity, Humanities, John William Corrington, Jurisprudence, Law, Law-and-Literature, Legal Education & Pedagogy, Legal Research & Writing, Literary Theory & Criticism, Literature, Michael Blumenthal, Pedagogy, Philosophy, Scholarship, Teaching, The Academy, Western Philosophy, Writing on February 26, 2014 at 8:30 amAM: Jim, thank you for doing this interview. You recently came out with a book, Lawyer Poets and That World We Call Law. You’ve been researching and writing about lawyer poets for some time now. What is it about lawyer poets that fascinates you, and what is it about this type of person that makes him or her unique? In other words, what makes a lawyer poet different from a doctor poet like, say, William Carlos Williams, or a banker poet like T.S. Eliot?
JE: I first got interested in lawyer poets about 12 years ago when I was introduced to the work of a southern writer, John William Corrington. I found Corrington’s life and work fascinating, and was puzzled by the fact that he was an accomplished poet—as well as a novelist—when he took up the study and practice of law. I had trouble getting my mind around the fact that Corrington was a poet and a lawyer. One reason was that I held some of the usual stereotypes of lawyer and poet. These endeavors—poetry and law—don’t look, at least according to the stereotypes, as if they have much in common. Lawyers and poets appear to us as different as day and night. I was intrigued by this idea of one person embracing such different—or seemingly different—endeavors. When I decided to write about Corrington, I knew I needed to think through this idea of being a lawyer and a poet, a poet and a lawyer.
My fascination with lawyer poets lies in how our iconic images of lawyer and of poet are put to the test when we think about one person writing poems and practicing law. There is, I think, something intriguing about the joining of such differing enterprises in the life of a single person. I don’t want to claim that there is anything unique about lawyer poets, or that the joining of law and poetry creates a unique kind of person. What is unique is how the idea of a lawyer poet changes our sense of who we are as lawyers (that is, those of us who are associated with the legal profession), and how, when our legal colleagues turn out to be poets, we have an open invitation to read their poetry, and for many of us, that means a pursuit of a genre of literature we thought we had no need to pursue.
AM: I want to come back to Corrington in a minute. He’s someone I’ve grown to admire, and I have you to thank for introducing me to his work. First, though, I’d like to discuss your book, Lawyer Poets and That World We Call Law. You published several lawyer poets in it. How did you decide which poets and poems to include?
JE: I discovered the work of all the lawyer poets whose poems appear in Lawyer Poets and That World We Call Law during the decade that I tried to identify all the lawyer poets in the U.S., from the first days of the republic. It got to be something a bit more than a research project. I simply wanted to know every lawyer I could identify throughout our history that had taken up with the muse. Along the way, I began to collect a rather substantial list of contemporary lawyers who write and publish poetry. I started reading the poetry and then began to publish the best of what I found in the Legal Studies Forum, a journal I’ve edited for over 15 years now. I might note that most lawyer poets do not write poems about the law and the practice of law and I did not seek out law-related poems. We have a long history of legal verse and most of it is rather bad. What I found in the work of the lawyer poets I was publishing was an occasional poet and an occasional poem about the practice of law that sounded right to me. After publishing the work of lawyer poets for a decade, I found, looking back on what we had published, that the lawyer-related poems held up quite well. And, I found that they looked still more interesting when they were collected and laid out poem to poem. It dawned on me that I had published the best lawyer-related poems in the past 50 years, and that the poems deserved their own anthology.
AM: One of the poets in the anthology is Michael Blumenthal. Is he still teaching at West Virginia University College of Law? I don’t think I ever heard the story about how you two connected.
JE: When I first got started on the lawyer poets work, I was corresponding with Marlyn Robinson, a reference librarian at the Tarleton Law Library at the University of Texas School of Law. Marlyn compiled a short list of lawyer poets for me, and she mentioned that a poet named Michael Blumenthal, who was then living in or around Austin, had once been a lawyer.
Blumenthal was one of those lawyers, like Archibald MacLeish and John William Corrington, who become lawyers and then realize that what they really want to do is to follow their literary pursuits. I began reading Blumenthal’s poetry and it became clear that he was by no one’s estimation an amateur. In fact, his poetry was so good and his abandonment of the legal profession so apparent, that I didn’t try to connect him for fear that as a major poet he would have little interest in being identified as having any association with the legal profession. And to complicate matters, whenever I did give thought to contacting Blumenthal, I found that he was a poet who seemed to have no permanent home.
I continued to read Blumenthal’s poetry, and then moved on to a collection of his essays, a novel, and a memoir. There is, I think, something rather daunting, at least for me, in trying to contact a major writer. Then, one day, I was working with a Canadian writer on an introduction to a memoir of Roma Goodwin Blackburn, a Canadian lawyer, when she happened to mention Michael Blumenthal. I asked her how she knew him, and she said she had recently corresponded with him to obtain permission to quote one of his poems in a book she was writing with her husband. I told her that I had been wanting to contact Blumenthal but could never quite track him down (not adding that I hadn’t really tried all that hard). She told me he responded to her request promptly and seemed a pleasant enough fellow.
If I have the time right, that was probably in 2005. I sent off a note to Blumenthal and found not only that he was pleasant but seemed interested in the fact that I had found my way to his poetry by way of the fact that he had once been a lawyer. We continued our correspondence, and I decided to devote an issue of the Legal Studies Forum to Michael’s work.
In 2007, we published Correcting the World, an issue of over 440 pages of Michael’s poetry, essays, and fiction. Michael had not, in 2007, when we published the LSF issue devoted to his work, fully addressed, in any of his writings, his decision to leave the legal profession and take up his life as a literary man. I asked if he’d be willing to do that in an essay for the LSF issue, and to my surprise he agreed to do the essay. I talked the powers that be at the law school into inviting Michael to the law school to present his essay, “The Road Not Taken-Twice.”
At this point I still had not met Michael, although we had been working on the LSF collection of his writings for over a year. Michael’s presentation was quite engaging, and it dawned on me that we needed a stronger literary presence at the law school than I was able to provide; what we needed was a poet-in-residence. And now, the delicate part: Would Michael have any interest in thinking about a visiting appointment at the law school? I knew that he was moving from university to university as something of an itinerant professor holding endowed visiting positions, and I thought we might interest him in a stop at the law school. To my surprise, he seemed intrigued by the idea, and the next thing I knew, Michael Blumenthal was a visiting professor at the college of law. He has now been a colleague for several years, and I’m now even more convinced that every law school needs a lawyer poet in residence.
AM: Do you ever try your hand at poetry? I’ve found that, for me, it’s hard to read a lot of poetry without trying to write it myself.
JE: I will have to admit that I am not a poet. And yes, there are times, when I’m reading poetry, that I imagine that in some reincarnation I will end up, somewhere down the line, as a poet. I’ve written a few poems, and I’ve written just enough to know that poetry requires experience and skill that I do not have. I admire the poets I read enough to know that I need to leave poetry to those who are driven or led, in some way, to be poets. My friend and colleague, James Clarke, a rather prolific poet and retired judge in Canada, has encouraged me to write poetry but I take his suggestion to be a gesture of friendship that discounts the steep learning curve that I’d face as a poet.
AM: I can relate. I once hoped to gain the experience and skill to become a poet, but I gave up at some point. Do you ever feel lonely working on poetry and the law? What I mean is, do you ever feel as if you’re going against the grain, doing something different and even unappreciated by some in the legal community?
JE: My work with lawyer poets has, from the beginning, been an exhilarating endeavor. And I must say, I have not experienced the work in a lonely way. Initially, when I began to identify the hundreds and hundreds of lawyers who had turned to poetry throughout history, I had the sense that I had descended into a vast underground cavern populated by the most exciting unknown persons you could imagine. John William Corrington (who died well over a decade before I discovered his work) was only the first of these exotic—and yes, I think, initially it felt like I was dealing with some exotic creature, something like a hilltribe elder from a remote village in Burma. I felt like I had stumbled onto a new world and a new way to think about “law and literature.” Law and literature had become, in my discovery of the lawyer poets, an introduction to lawyers who practiced literature, just like they practiced law. One doesn’t feel lonely living amidst these wonderful ghosts!
Then I began corresponding with contemporary lawyer poets. I didn’t have all that much success in inducing them to talk about their lives as lawyer poets (with a few notable exceptions, Michael Blumenthal being one of them), but I did find that lawyers were interested in talking with me about their poetry. If I had not started publishing the poetry of lawyers in the Legal Studies Forum, things might have taken a turn toward the lonely. I began to spend considerable time reading poetry and trying to figure out how to think about what I was reading and how to talk to poets about their work. Keep in mind, I did not grow up reading poetry, and with the exception of Wendell Berry and Robert Bly, had really not read poetry. So, novice that I was, I was entering a new world and that produced its own excitement. As the years rolled along, I found that I had been befriended by poetry, and that poets were becoming my friends. I mentioned my friendship with Judge Clarke, and this is a friendship that arose from my efforts in publishing his poetry. A similar thing happened with Michael Blumenthal, who is, as you know, now a colleague. There are countless other friendships of just this kind—built around our regard for poetry—that working with lawyer poets has made possible.
Do I think of my work as going against the grain? In all honesty, I don’t. I see my work with lawyer poets as being another expression of the rich history of lawyers engaged in literary enterprises. My work is not against the grain, it is the grain.
Am I concerned that this work is unappreciated by the legal academic community? I can’t say that I am. In an essay, “Why Write?” that appeared in the Journal of Legal Education last year, I noted that “Law teachers dance to the beat of different drummers. We are driven by different visions of legal education as we adopt, adapt, and advocate a law school’s regime of training.” I’ve never let what my colleagues do (or think they are doing) confine my vision of what a lawyer’s education might be, or what it should be. If I had sought appreciation for any of my work as a teacher, I would have given up writing many years ago. In fact, if it were appreciation that drove me, I would never have undertaken my work with lawyer poets.
AM: You’re right: it is the grain. I agree completely. And I’m glad you mentioned your essay “Why Write.” I read it recently and was planning to ask you about it. In fact, it was that essay—and in particular the line about “a note of sadness”—that brought about my previous question. What I wanted to ask you about, from the essay, was your colleague’s assumption—I think you refer to him as “Randy”—that everyone in the legal academy is writing for the same reason. Your point, I think, is that all writing has a rhetorical purpose: sometimes it’s to persuade; sometimes it’s to explain; sometimes it’s just a tedious exercise to gain tenure; and sometimes it’s to delight and explore. Some of us can’t help writing. I sometimes find myself at the kitchen table, and instead of enjoying my meal I’m panicking because this is time I could spend reading and writing. I was wondering if you could say a little more about this colleague’s assumption and whether it’s systemic or shared by many others.
JE: In my Journal of Legal Education essay “Why Write?” I was puzzled by a colleague’s notion that he had somehow failed as a scholar because legal colleagues didn’t pay what he thought was enough attention to his writing. My colleague assumed that if you write about a legal doctrine in an informed way the world—that is judges, legislators, law professors—would take note of the work. I found my colleague’s assumption that when we write the world should pay attention to us a bit puzzling. I had always assumed that for the most part what we publish in law reviews gets little or no attention. Most of us don’t write law review articles that are celebrated for changing the law or offering new perspectives on the law.
In my case, much of my writing has been about legal education. I never had any notion that in writing about legal education my colleagues were going to change the way they think about legal education and legal training and begin to rely upon me for guidance. Consequently, I had the sense that in my writing—and I’ve written far more than most of my colleagues—I wasn’t trying to change the world, so my writing did not depend on an appreciative audience. Why, then, should I bother to write? I remember talking with one of my law school professors about writing—who was both prolific and recognized—when I first went into teaching. I knew when I decided to teach that I’d have to write and publish law review articles. I knew, following the scholarship of the professors that I had in law school, that some of them were scholars (and writers) and some of them were not. I was curious, when I talked with Robert Sedler, who had been my teacher in conflicts and in constitutional law, what prompted him to be so prolific as a writer. Bob Sedler told me something I’ll never forget: “Jim,” he said, “the reason I write is that I’ve been puzzling over something and I’ve been reading what has been written about it, and I realize that what I really want to have said about the subject, said in a way that responds to my concerns, has simply not been written. I write to compose something that I would have found valuable and interesting if someone other than I had written it.”
I think Bob Sedler’s notion has left an indelible imprint on my thinking: I write to say something in a way that I think it should be said. Now, does this mean that all of my writing is exquisite, and the answer is clearly no. When I revisit my older work, I have no doubt that what I wrote could have been said better. But that isn’t really the point. The point is that I said it as best I could; I made a down payment in the writing in living up to Bob Sedler’s notion that you write because you want to say something in a different way than what you find that has already been written.
I don’t think I said, and I didn’t mean to imply in my essay, “Why Write?” that my legal colleagues all write for the same reason. Quite the opposite. I assume that my colleagues write for many different reasons. There are undoubtedly some colleagues who write only because the job requires it (and, unfortunately, after they get tenure, some colleagues manage to get away with writing little or nothing at all). Other colleagues write because they want to think of themselves as scholars. This idea of being a scholar never quite caught on with me. For the first decade or so after I started teaching, I wrote to address a particular problem or concern, often something in or about my teaching. Then, somewhere along the way—and I think this came as I began to teach literature and narrative jurisprudence courses—I began to think about writing as writing, or as you put it, writing as a rhetorical endeavor. I wasn’t writing in the rhetorical sense of trying to persuade anyone to adopt my ideas (and yes, there is always something of that whenever we write), but writing as an experience of writing and writing in furtherance of the idea that if I paid particular attention to how I write, I might actually be a writer. I confess that I am far more drawn to the idea of trying to be a writer than to the fantasy of being a scholar.
AM: There is no doubt in my mind that you are a writer, and I’ve always enjoyed the way you locate readers in particular settings, no matter what the topic of your essay is. There’s one essay you wrote that begins by talking about how you’re sitting at home waiting for the mail to arrive, and then you head out to the mailbox once the mail arrives. It’s that sort of thing—very subtle—that I’ve always admired in your work.
One of the reasons I went to West Virginia for law school was because I had read your essays when I was an undergraduate trying to figure out what to do with my life. I was an English major, so it didn’t take me long on Google—or whatever interface or browser we were using in those days—to find your work. I remember thinking, “law school can’t be all bad with people like this in it.” I even remember emailing you before I went to law school, and you and I talked about a number of things.
As for scholarship, there are those who write about others, and those who write so that others will write about them one day. You fall into that latter camp, I think. One day, people will be writing about your essays and thinking about your approach to pedagogy.
We should probably be wrapping up soon, so just a couple more questions. Since we’re on the topic of pedagogy, I’m wondering about your thoughts on the future of legal education. It seems that every week now there’s a major article lamenting the decline of law schools or highlighting some law school “scam” or scandal. Many people are predicting that several law schools will cease to exist in the not-too-distant future, and there can be no doubt that there is an overabundance of lawyers, that law school and law school textbooks are too expensive for most young people, and that the legal job market is very tough today. How does all this impact the future of the legal academy?
JE: Allen, I remember quite well our correspondence before you took up the study of law. That kind of personal interaction with a prospective student is unusual. In other disciplines, students often seek out particular teachers and attend schools because of a desire to study with a particular teacher. Law is unusual in that sense. Students go off to law school with the idea of studying law and becoming lawyers; they don’t think all that much about who their teachers will be and the differing conceptions that their teachers have about law and the practice of law. I know that you came to law school with the idea of studying both law and literature, and I know just how rare that situation is. Most students with a literary interest expect to put their literary work on hold while they are in law school. If they made me King of legal education for a day, I think I’d mandate that every law student be exposed to the idea that the law too is a literary enterprise and can be viewed from a literary perspective, and that a literary perspective might be a prism through which we can see our lives as lawyers with better clarity.
I’m afraid I can’t offer anything new, startling, or subversive on the future of legal education. My focus in the past fifteen years has been on my own teaching, writing, and the make-over of the Legal Studies Forum as a literary journal. Some semesters I have almost no students sign up for my courses, and other semesters they arrive in plentiful numbers. I have never quite been able to figure out how that works. I am still intrigued by how my own teaching works (and what to do when I admit to myself it sometimes does not work). I am still writing about what I teach and how I try to teach it. The more I focus on teaching, the less I think about the future of legal education. I sometimes think we’ve lost our bearings in legal education, but we have been so hell-bent on doing that for some 60 plus years now I no longer see it as a problem that awaits us in the future.
AM: This has been a fascinating conversation, and I hope we get a chance to have another one like it. It’s been so long since I’ve been back to West Virginia that I’d like to ask about the changes to the law school and how the weather and a few friends have been, but I’m mindful that we’re doing this interview not for my personal benefit, but for the benefit of readers, so I’ll hold off. We can have those other conversations another time.
I’ll finish by asking if you could say a bit about what Legal Studies Forum has published lately, and what it has in store for upcoming issues. Since you mentioned your role in transforming Legal Studies Forum into a literary journal, I’d also like to ask you about the history of the journal. It strikes me that the journal itself probably hasn’t told its own story, and the journal is so interesting and has been around for so long that its story needs to be documented.
JE: Allen, I noted earlier in the interview that I had transformed the Legal Studies Forum into a literary journal, and I think that is also a fair description of where the journal is at today. We publish poetry and fiction by and about lawyers, and we have also published memoirs, autobiographical essays, and traditional literary essays (for example, a 2013 issue was devoted to Robert Pirsig’s Zen and the Art of Motorcycle Maintenance). This year we are publishing two collections of poetry (two issues of the journal, each issue devoted to a single poet), a novel, and an issue of miscellany that focuses on “Lawyers and Literature.”
You asked about the history of the Legal Studies Forum. I have been tempted for a good many years now to write what I know of the history of the journal, and having failed to do so, I have tried to encourage some of those who were involved in the founding of the journal to write the history and have been unsuccessful on that front as well. The history of the Legal Studies Forum is of interest to me because the journal has played a rather central part in my life as a writer and as a teacher. Maybe this interview will get me back in the notion to work on the history.
The Legal Studies Forum (LSF) got its start in the mid-1970s as a newsletter of a newly formed organization called the American Legal Studies Association (ALSA). ALSA has, unfortunately, been defunct for a good many years now, and the remaining remnant of that old organization is the journal.
LSF first appeared as an ALSA newsletter in 1976. In 1977, the newsletter became the ALSA Forum and was published under that title until 1984 when it was retitled the Legal Studies Forum, the title the journal still carries. I have given thought on several occasions to changing the title of the journal to reflect its present literary bearings, but I have a fondness for the old title and have never been able to bring myself to give the journal a new name.
The journal slowly evolved from an organizational newsletter into a “forum” that in its published form looked like it had been printed in someone’s basement. It most definitely had a homemade look and that sense of being marginal has followed the journal to this day (and I have done little to have it otherwise). So, the journal didn’t begin as a journal, it began with ALSA, an organization created by colleagues in the Department of Legal Studies at the University of Massachusetts-Amherst. The UMass department of legal studies was created by Ron Pipkin, John Bonsignore (now deceased), and Peter d’Errico, who were trying to escape the business school where they were teaching business law.
The early 1970s was a time when the antinomian streams flowing in the academic disciplines—sociology, anthropology, and psychology—were subjecting the disciplines to challenging changes. We had begun to hear talk of breaking down the barriers between disciplines, and we were beginning, in the mid and late 1960s, to see the appearance of new interdisciplinary programs: women’s studies; African American studies; environmental studies. Bonsignore, d’Errico, and Pipkin developed the idea for a stand-alone Department of Legal Studies that would make it possible for UMass students to major in law the way they would philosophy or sociology. Their approach to legal studies was interdisciplinary, critical, and humanistic. They wanted to establish a beachhead for legal studies that would stand apart from the kind of vocational training and empty philosophical posturing they associated with legal education. ALSA and the Legal Studies Forum represented legal studies as one of the liberal arts; the study of law was viewed as being a humanistic discipline. Bonsignore, d’Errico, and Pipkin, with uncanny foresight, viewed legal studies as an interdisciplinary crossroads with law being a central focus. What the founders of ALSA could not foresee is that legal scholarship (and to a far lesser extent, legal education) would undergo the same kind of sea-change with the arrival, in the late 1970s, of Critical Legal Studies, feminist jurisprudence, and law and literature (with variant strains of legal storytelling and narrative jurisprudence).
ALSA was founded as a home away from home for colleagues who were teaching law in the various social sciences (anthropology, sociology, psychology) and in the humanities (philosophy and history) who had some reason to identify their work with law as well as with the core discipline that defined their university existence. Some of these teachers were law-trained, and some were not. The folks at UMass begin to think that the legal studies program they were pioneering might be the basis for legal studies programs around the country. The late 1970s was also a time when paralegal programs were beginning to appear in undergraduate studies, and teachers in these programs were looking for an intellectual home base. Interestingly enough, in the early days of ALSA there was a concern that the legal studies movement—and yes, there was some notion that a “movement” was underway—might drift in the direction of paralegal programs, and you can be sure that Bonsignore, d’Errico, and Pipkin had no desire for that to happen. They didn’t discourage paralegal teachers from participation in ALSA, but the ALSA mantra for their own Department of Legal Studies—and for the journal—was always: interdisciplinary, critical, and humanistic. That was enough to keep the paralegal folks at bay.
I should note that while the UMass-Amherst folks were always thinking about teaching law outside law schools, indeed, they argued that it was the very fact that law was so often taught only in law schools that underscored the need for a legal studies movement, they were always more than welcoming to the few law teachers that became involved in the organization. I was one of the early “outsiders” to cast my lot with ALSA, but not the first. Wythe Holt, the Marxist legal historian, and a law professor at the University of Alabama, is the only known legal colleague who attended both the first ALSA conference in 1977 and the first Critical Legal Studies conference held at the University of Wisconsin, also in 1977. Wythe published several articles in LSF, with one article appearing in the second volume of the journal when it was then the ALSA Forum. I attended the second ALSA conference in 1978 at Rutgers, and gave my first paper at an ALSA conference in Pittsburgh the following year. J. Allen Smith, at Rutgers law school, one of the old “law and literature” men, was also involved in the early conferences and published several articles in LSF in the early years. (We were doing law and literature articles in LSF before “law and literature” picked up momentum in the early 80s.) David Papke, who obtained a Ph.D. in American Studies (University of Michigan, 1984), now on the law faculty at Marquette University, attended the early ALSA conferences, and served as editor of LSF (1990-1996) before I took over as editor. Judith Koffler, another widely-respected law and literature scholar, appeared at most of the early ALSA conferences.
ALSA failed to survive but it did succeed in one sense: The ALSA conferences were lively affairs, with a degree of informality and a sense of collegial extended family, that made it possible for me, and colleagues like Judith Koffler and Wythe Holt to find like-minded colleagues. (I should note that both Koffler and Holt ended up as visiting professors at West Virginia and both would have remained on the faculty if it had not been for the short-sighted decision-making of my colleagues.) ALSA, and now LSF, have been most successful in helping to create a community for colleagues who think of the study of law as a liberal art.
Is there a “legal studies movement” in existence today? I don’t think so. Have the ideas and ideals associated with the “legal studies movement” found their way into legal education? I think they have. This immigration of ideas has taken different forms: the humanistic legal education movement (1977-1985), the law and literature movement (now commonly attributed to James Boyd White’s The Legal Imagination published in 1973, a movement that gained more attention in the late 70s, early 80s, and has now gained the status as a “school” of contemporary jurisprudence); Critical Legal Studies (CLS arrived in legal education at the same time ALSA was founded, and is now, so far as most of us can see, given up its corporeal existence).
I don’t see anything these days to suggest that anyone is talking about a “legal studies movement.” The one person that persists in writing about “legal studies” is Austin Sarat at Amherst College. In the last 20 years, Sarat, writing about the teaching of law as a liberal art in undergraduate schools, has been a one-man legal studies movement!
Did the “legal studies movement” spearheaded by ALSA change law school training? I think the literal answer is no. What happened in legal education, as I have alluded to here, is that legal scholarship (law reviews/law journals) now routinely publishes interdisciplinary work. In the past four decades (that happen to span the years that I have been teaching), there has been, shall we say, a “greening” of legal scholarship that encompasses the interdisciplinary, critical, and humanistic approaches that my UMass-Amherst colleagues and LSF tried to focus on. Unfortunately, the UMass model for legal studies did not find widespread adoption, and the liberal arts perspective in legal education, notwithstanding the greening of legal scholarship, is still a marginal enterprise.
AM: Jim, thanks so much for this very interesting, very informative interview. I’ve really enjoyed this.
JE: Allen, I greatly appreciate your continued interest in my work and this rare opportunity to present in more detail what I have been trying to do as a teacher, writer, and editor. Thanks for all the effort you have put into making this interview possible.
Allen Mendenhall Interviews Edward W. Younkins
In American Literature, Arts & Letters, Austrian Economics, Book Reviews, Books, British Literature, Economics, Fiction, Humane Economy, Humanities, Imagination, Liberalism, Libertarianism, Literary Theory & Criticism, Literature, Novels, Philosophy, Politics on February 12, 2014 at 8:45 amAM: Thank you for taking the time to do this interview. I’d like to start by asking why you chose to write Exploring Capitalist Fiction. Was there a void you were seeking to fill?
EY: The origins of this book go back to the Spring of 1992 when I began teaching a course called Business Through Literature in Wheeling Jesuit University’s MBA program. Exploring Capitalist Fiction is heavily based on my lectures and notes on the novels, plays, and films used in this popular course over the years and on what I have learned from my students in class discussions and in their papers.
The idea to write this book originated a few years ago when one of Wheeling Jesuit University’s MBA graduates, who had taken and enjoyed the Business Through Literature course, proposed that I write a book based on the novels, plays, and films covered in that course. I agreed as I concluded that the subject matter was important and bookworthy and that the book would be fun for me to write and for others to read. I went on to select twenty-five works to include in the book out of the more than eighty different ones that had been used in my course over the years. I have endeavored to select the ones that have been the most influential, are the most relevant, and are the most interesting. In a few instances, I have chosen works that I believe to be undervalued treasures.
I was not intentionally trying to fill a void as there are a number of similar books by fine authors such as Joseph A. Badaracco, Robert A. Brawer, Robert Coles, Emily Stipes Watts, and Oliver F. Williams, among others. Of course, I did see my evenhanded study of business and capitalism in literature as a nice complement and supplement to these works.
AM: I assume that you’ll use this book to teach your own courses, and I suspect other teachers will also use the book in their courses. Anyone who reads the book will quickly understand the reason you believe that imaginative literature and film have pedagogical value in business courses, but would you mind stating some of those reasons for the benefit of those who haven’t read the book yet?
EY: The underpinning premise of this book and of my course is that fiction, including novels, plays, and films, can be a powerful force to educate students and employees in ways that lectures, textbooks, articles, case studies, and other traditional teaching approaches cannot. Works of fiction can address a range of issues and topics, provide detailed real-life descriptions of the organizational contexts in which workers find themselves, and tell interesting, engaging, and memorable stories that are richer and more likely to stay with the reader or viewer longer than lectures and other teaching approaches. Imaginative literature can enrich business teaching materials and provide an excellent supplement to the theories, concepts, and issues that students experience in their business courses. Reading novels and plays and watching films are excellent ways to develop critical thinking, to learn about character, and to instill moral values. It is likely that people who read business novels and plays and watch movies about business will continue to search for more of them as sources of entertainment, inspiration, and education.
AM: Who are the intended audiences for your new book?
EY: My target audiences include college students, business teachers, general readers, and people employed in the business world. My summaries and analyses of twenty-five works are intended to create the feel of what it is like to work in business. The premise of the book is that fiction can provide a powerful teaching tool to sensitize business students without business experiences and to educate and train managers in real businesses. Studying fictions of business can provide insights to often inexperienced business students and new employees with respect to real-life situations.
In each of my 25 chapters I provide a sequential summary of the fictional work, interspersed with some commentary that highlights the managerial, economic, and philosophical implications of the ideas found in the work. My emphasis is on the business applications of the lessons of particular novels, plays, and films. This book highlights the lessons that an individual can take from each work and apply to his or her own life. It is not literary analysis for its own sake.
I do not delve deeply into these novels, plays, and films in order to identify previously-covered and previously-uncovered themes in existing scholarship. My book is essentially a study guide for people interested in becoming familiar with the major relevant themes in significant works of literature and film. The book can also serve as a guide for professors who desire to expand their teaching approaches beyond the traditional ones employed in schools of business.
Of course, literary scholars can use my book as a starting point, catalyst, or reference work for their own in-depth scholarly studies of these and other works. For example, I can envision a number of scholars, from a variety of viewpoints, contributing essays to book collections devoted to different literary works. One possible collection that readily comes to mind would be devoted to David Mamet’s Glengarry Glen Ross. Other candidates for potential collections might include Howell’s The Rise of Silas Lapham, Norris’s The Octopus, Dreiser’s The Financer, Cahan’s The Rise of David Levinsky, Lewis’s Babbitt, Miller’s Death of a Salesman, Hawley’s Executive Suite, Lodge’s Nice Work, Sterner’s Other People’s Money, among others. It would be great if some of the contributing literary scholars to these volumes would come from pro-business, pro-capitalist thinkers such as Paul Cantor, Stephen Cox, Ryan McMaken, Sarah Skwire, Amy Willis, Michelle Vachris, and yourself. As you know most literary critics are from the left. Those mentioned above celebrate individualism and freedom in place of collectivism and determinism.
AM: What can be learned from business fiction?
EY: Fiction can be used to teach, explicate, and illustrate a wide range of business issues and concepts. Many fictional works address human problems in business such as managing interpersonal conflict and office politics; using different styles of management; the potential loss of one’s individuality as a person tends to become an “organization man”; the stultifying effect of routine in business; the difficulty in balancing work life and home life; hiring and keeping virtuous employees; maintaining one’s personal integrity while satisfying the company’s demands for loyalty, conformity and adaptation to the firm’s culture; communication problems a business may experience; fundamental moral dilemmas; depersonalization and mechanization of human relationships; and so on. Fictional works tend to describe human behavior and motivations more eloquently, powerfully, and engagingly than texts, articles, or cases typically do. Literary authors and filmmakers are likely to develop and present ideas through individual characters. They depict human insights and interests from the perspective of individuals within an organizational setting. Reading imaginative literature and watching films are excellent ways to develop critical thinking and to learn about values and character.
Many novels, plays, and films are concerned with the actual operation of the business system. Some deal directly with business problems such as government regulation, cost control, new product development, labor relations, environmental pollution, health and safety, plant openings and closings, tactics used and selection of takeover targets, structuring financial transactions, succession planning, strategic planning, the creation of mission statements, the company’s role in the community, social responsibility, etc. Assessing fictional situations makes a person more thoughtful, better prepared for situations, and better able to predict the consequences of alternative actions. Fiction can address both matters of morality and practical issues. There are many fine selections in literature and film which prompt readers to wrestle with business situations.
Older novels, plays, and films can supply information on the history of a subject or topic. They can act as historical references for actual past instances and can help students to understand the reasons for successes and failures of the past. Older literature can provide a good history lesson and can help people to understand the development of our various businesses and industries. These stories can be inspiring and motivational and can demonstrate how various organizations and managers were able to overcome obstacles, adapt, and survive. Fictional works are cultural artifacts from different time periods that can be valuable when discussing the history of business. Many fictional works present history in a form that is more interesting than when one just reads history books.
Imaginative literature reflects a variety of cultural, social, ethical, political, economic, and philosophical perspectives that have been found in American society. Various images of businessmen have appeared in fictional works. These include the businessman as Scrooge-like miser, confidence man, robber baron, hero, superman, technocrat, organization man, small businessman, buffoon, rugged individualist, corporate capitalist, financial capitalist, man of integrity, etc.
AM: How will your teaching approach change in your Business Through Literature course now that you have published your own book on the subject?
EY: In the past students in this course have read, analyzed, and discussed novels, plays, and films. Each student prepared a minimum of 6 short papers (2000 words each) on the assigned works. Grades were based on these papers and class discussions.
I am experimenting this semester using my book in the class for the first time. I am requiring each student to take notes on each chapter of the book to help them in bringing up topics for class discussion and in participating in class discussions. Each student is also required to prepare and turn in three essay questions on each chapter. These are turned in before each relevant class. Grades for the class are based on class participation and two essay tests.
AM: Isn’t the reverse also true that literature students ought to study economics or at least gain an understanding of business from something besides imaginative literature and film, which tend not to portray capitalists in a favorable light?
EY: It would definitely be beneficial for literature students to study classes in business areas such as management, marketing, accounting, and finance. It would help them somewhat if they took a course or two in economics. Unfortunately, almost all college-level economics courses are based on Keynesian economics. I would encourage anyone who takes such courses to read and study Austrian economics in order to gain a more realistic perspective.
AM: You’ve written a great deal about Ayn Rand, and the chapter on Atlas Shrugged is the longest one in your book. Rand can be a divisive figure, even, perhaps especially, among what you might call “libertarians” or “free marketers” or “capitalists” and the like. But even the people in those categories who reject Objectivism tend to praise Rand’s novels. What do you make of that, and do you think there’s a lesson there about the novel as a medium for transmitting philosophy?
EY: I suspect that there are a lot of people like me who value “novels of ideas.” There have been many good philosophical novels but none have been as brilliantly integrated and unified as Atlas Shrugged. Rand characterizes grand themes and presents an entire and integrated view of how a man should live his life. Rand’s great power comes from her ability to unify everything in the novel to form an integrated whole. The theme and the plot are inextricably integrated. Rand is a superb practitioner of synthesis and unity whose literary style and subject are organically linked and fused to the content of her philosophy. She unifies the many aspects of Atlas Shrugged according to the principles of reality. People from the various schools of “free-market” thought are in accord in promoting an appropriate reality-based social system in which each person is free to strive for his personal flourishing and happiness.
AM: I want to ask about Henry Hazlitt’s Time Will Run Back, the subject of chapter twelve of your book. Why do you think this book has not received much attention? It has been, I’d venture to say, all but forgotten or overlooked by even the most ardent fans of Hazlitt. Is the book lacking something, or are there other factors at play here?
EY: Hazlitt’s novel may not be “literary” enough for many people. However, in my opinion, the author does skillfully use fiction to illustrate his teachings on economics. I think that the book also has a good story line. Economics professors tend to shy away from using it in their classes. Some may be so quantitatively oriented that they cannot envision using a novel to teach economics. Others may perceive the Austrian economics principles found in Time Will Run Back to not fit in with the Keynesian economics principles found in most textbooks (and of course they are right).
AM: Thank you again for doing this interview. All the best in 2014.
Edward W. Younkins. Exploring Capitalist Fiction: Business Through Literature and Film. Lanham,
Maryland: Lexington Books, 2014.
The Invisible Hand in Popular Culture
In Academia, Arts & Letters, Austrian Economics, Book Reviews, Books, Economics, Fiction, Film, Humane Economy, Humanities, Liberalism, Libertarianism, Literary Theory & Criticism, Philosophy, Rhetoric & Communication, Screenwriting, Television, Television Writing on January 22, 2014 at 8:45 amThis review originally appeared here in The Independent Review.
“Television rots your brain.” That’s a refrain many of us grew up hearing, but it isn’t true. So suggests Paul Cantor in The Invisible Hand in Popular Culture, his second book about American film and television.
Cantor has become a celebrity within libertarian circles. He is Clifton Waller Barrett Professor of English and Comparative Literature at the University of Virginia and recently became a visiting professor at his alma mater, Harvard University. What’s remarkable about his appointment at Harvard is that it is in the Department of Government, not the Department of English. That doesn’t surprise those of us familiar with his breadth of knowledge and range of interests.
Recognized as an interdisciplinary scholar, Cantor attended Ludwig von Mises’s seminars in New York City before establishing himself as an expert on Shakespeare. Besides publishing extensively on literature of various genres and periods, he has been a tireless advocate for Austrian economics, even though Marxist theories and their materialist offshoots dominate his field. In 1992, the Mises Institute awarded Cantor the Ludwig von Mises Prize for Scholarship in Austrian Economics, and his work at the intersection of economics and literature resulted in Literature and the Economics of Liberty (Auburn, Ala.: Ludwig von Mises Institute, 2010), which he edited with Stephen Cox (while contributing nearly half of the book’s contents).
Like that work, The Invisible Hand in Popular Culture owes much to the theories of Friedrich Hayek, in particular the concept of spontaneous order. It is a reflection of spontaneous order that the most beloved films and television shows did not spring perfectly from the mind of some genius working in complete isolation. Rather, they emerged out of the complex interactions between producers and consumers and the collaborative efforts of scores of diligent workers. Viewer feedback facilitated modifications and improvements to films and television, which advanced in meliorative stages.
Hayek discusses spontaneous order to refute the belief that government intervention and central planning ought to force order onto the marketplace. Cantor discusses it to refute the belief that artistic creation stands outside of commercial exchange. Examining depictions of freedom and coercion in a wide variety of films and television shows, he highlights the disparity between elitist and populist understandings of American culture, which he links to “top-down” and “bottom-up” models of order, respectively. His position is that the popularity and artistic appeal of film and television appear to be proliferating despite the objections and insults levied by the cultural elite, who, it should be added with not a little irony, nonetheless probably watch a great deal of television.
Against the cultural elite and their promotion of patrician—and mostly European—standards for the arts, Cantor maintains that the marketplace enables creative and experimental forms of expression that aren’t so different from earlier aesthetic media such as the serialized novel or popular plays. He reminds us that “nineteenth century critics tended to look down on the novel as a popular form, thinking it hardly a form of literature at all,” and adds that it “was not viewed as authentic art, but rather as an impure form, filled with aesthetically extraneous elements whose only function is to please the public and sell copies” (p. 7). This once “vulgar” medium has lately been celebrated as one of the highest and most impressive categories of art. The form and content of great American novels—whether by Twain or Cooper or Salinger or Pynchon—should remind us that popular novels have been elevated as canonical even though they have rejected the standards and conventions that highbrow critics insisted were necessary for a work to constitute “literature.” Twain and Cooper recognized that highbrow presuppositions and expectations for novels derived from influential Europeans, so they set out to forge a uniquely American literature free from Old World constraints.
Because film and television are commercial, they allow ordinary Americans (as opposed to academics and the cultural elite, including and especially the neo-Marxists) to determine aesthetic standards and trends by indicating what does and does not interest them. Authors and television producers, in turn, become responsive and attuned to the demands of their consumers; they become, in short, entrepreneurs who must struggle against the status quo, defy the odds, and push the limits of artistic acceptability.
The elite disparage this process and advocate for aesthetic criteria divorced from the tastes and pleasures of the general public. As Cantor explains, “Elitists who profess to believe in democracy nevertheless have no faith in common people to make sound decisions on their own, even in a matter as simple as choosing the films and television shows they watch” (p. xiv). The elite would have film and television removed from the marketplace, but without the marketplace there would be no film or television.
Films and television shows might just become the masterpieces of the future; they might have already provided us with canonical “texts.” It is too early to say whether they have contributed substance to what Matthew Arnold called “the best that has been thought and said.” Greatness, after all, takes time to ascertain.
Orwell, Dr. Johnson, and Hume adhered to the “test of time” measure of greatness by which a work of art or literature is evaluated according to its ability to compete and survive in the literary marketplace over the course of generations. This measure requires the sustained consensus of consumers as opposed to the esoteric judgments of elite critics. A work’s ability to attract vast and diverse audiences and to do so long after its production is what makes the work great.
It might seem odd to think of Cantor’s subjects—South Park and The X-Files, for instance—alongside important literary works of the Western canon. And yet the groundlings who paid a penny to enter into the pit of the Globe Theatre, where they would stand and watch performances of Shakespeare’s plays, probably didn’t think they were witnessing greatness, either. Harold Bloom once said, “Cultural prophecy is always a mug’s game,” and Cantor is wise not to prophesy about the enduring merit of any films or television shows. Cantor’s point is not that the products of film and television will be considered masterpieces one day, only that they might be.
For the record, I consider it extremely unlikely that South Park or The X-Files will achieve classic status, but I would not extend that speculation to such films as Casablanca or the Star Wars trilogy. Cantor himself takes pains to distinguish first-rate works from run-of-the-mill entertainment by invoking “traditional criteria for artistic excellence” (p. xxii). We should not take him to mean that film and television are media superior to that which came before them; instead, he considers them as substantially similar to their artistic antecedents, except that their features signal an evolution in artistic preferences. The allure of art comes not from its alienation from popular culture, but from its ability to incorporate popular culture in ways that do not impede its power to speak beyond its moment.
To be sure, American film and television have produced an overwhelming amount of trash, but so did novel serialization. Not all novelists who published their work in contiguous installments in magazines and periodicals held the stature of Charles Dickens or Henry James or Herman Melville. Cantor points out that we forget about the thousands of bad novels from the Victorian era and extol only around one hundred novels from that period, which supposedly represents a zenith in culture. Among the thousands if not millions of films and television shows that have been produced over the past century, perhaps a few will rival the works of Dickens, James, and Melville.
If Cantor weren’t such a generous and careful scholar, he might have become the bête noire of sophisticates and lambasted in the pages of The New Criterion for his embrace of the purportedly lowbrow. His command of economics and literary history, however, has spared him from such condemnation and even gained him a devoted following. To do justice to his latest book would require a more comprehensive treatment of his arguments about the figure of the “maverick” in film and television or about the value of collaborative work and coauthorship in generating exceptional products. Yet these arguments demand more attention than a review can give.
The incomparable Cantor has blessed the libertarian movement with a literary voice. He has expanded the study of Austrian economics into the fields that need it most. He himself is a maverick, reading and writing industriously to break up the habits of thought and monopolies on ideology that mark literary scholarship. Would that we had more Cantors to show us how literature flowers when freedom flourishes. There is hope in the idea that artists can turn to the market to cultivate their talents and supply us with the arts we demand. No English department or cultural guardian can rob us of the entertainment that we enjoy.
Transcendental Liberty
In America, American History, Arts & Letters, Creativity, Emerson, Essays, Ethics, History, Humane Economy, Humanities, Libertarianism, Literary Theory & Criticism, Literature, Nineteenth-Century America, Philosophy, Poetry, Politics, Property, Rhetoric, Western Philosophy, Writing on January 15, 2014 at 8:45 amThis essay originally appeared here in The Freeman.
“The less government we have, the better.” So declared Ralph Waldo Emerson, a man not usually treated as a classical liberal. Yet this man—the Sage of Concord—held views that cannot be described as anything but classical liberal or libertarian.
None other than Cornel West, no friend of the free market, has said that “Emerson is neither a liberal nor a conservative and certainly not a socialist or even a civic republican. Rather he is a petit bourgeois libertarian, with at times anarchist tendencies and limited yet genuine democratic sentiments.” An abundance of evidence supports this view. Emerson was, after all, the man who extolled the “infinitude of the private man.” One need only look at one of Emerson’s most famous essays, “Self Reliance,” for evidence of his libertarianism.
“Self-Reliance” is perhaps the most exhilarating expression of individualism ever written, premised as it is on the idea that each of us possesses a degree of genius that can be realized through confidence, intuition, and nonconformity. “To believe your own thought, to believe that what is true for you in your private heart is true for all men,” Emerson proclaims, “that is genius.”
Genius, then, is a belief in the awesome power of the human mind and in its ability to divine truths that, although comprehended differently by each individual, are common to everyone. Not all genius, on this view, is necessarily or universally right, since genius is, by definition, a belief only, not a definite reality. Yet it is a belief that leads individuals to “trust thyself” and thereby to realize their fullest potential and to energize their most creative faculties. Such self-realization has a spiritual component insofar as “nothing is at last sacred but the integrity of your own mind” and “no law can be sacred to me but that of my nature.”
According to Emerson, genius precedes society and the State, which corrupt rather than clarify reasoning and which thwart rather than generate productivity. History shows that great minds have challenged the conventions and authority of society and the State and that “great works of art have no more affecting lesson for us than this. They teach us to abide by our spontaneous impression with good-humored inflexibility then most when the whole cry of voices is on the other side.” Accordingly, we ought to refuse to “capitulate to badges and names, to large societies and dead institutions.” We ought, that is, to be deliberate, nonconformist pursuers of truth rather than of mere apprehensions of truth prescribed for us by others. “Whoso would be a man,” Emerson says, “must be a noncomformist.”
Self-Interest and Conviction
For Emerson, as for Ayn Rand, rational agents act morally by pursuing their self-interests, including self-interests in the well-being of family, friends, and neighbors, who are known and tangible companions rather than abstract political concepts. In Emerson’s words, “The only right is what is after my constitution, the only wrong what is against it.” Or: “Few and mean as my gifts may be, I actually am, and do not need for my own assurance or the assurance of my fellows any secondary testimony.”
It is not that self-assurance equates with rightness, or that stubbornness is a virtue; it is that confidence in what one knows and believes is a condition precedent to achieving one’s goals. Failures are inevitable, as are setbacks; only by exerting one’s will may one overcome the failures and setbacks that are needed to achieve success.
If, as Emerson suggests, a “man is to carry himself in the presence of all opposition, as if everything were titular and ephemeral but he,” how should he treat the poor? Emerson supplies this answer:
Do not tell me, as a good man did to-day, of my obligation to put all poor men in good situations. Are they my poor? I tell thee, thou foolish philanthropist, that I grudge the dollar, the dime, the cent, I give to such men as do not belong to me and to whom I do not belong. There is a class of persons to whom by all spiritual affinity I am bought and sold; for them I will go to prison, if need be; but your miscellaneous popular charities; the education at college of fools; the building of meeting-houses to the vain end to which many now stand; alms to sots; and the thousandfold Relief Societies;—though I confess with shame I sometimes succumb and give the dollar, it is a wicked dollar which by and by I shall have the manhood to withhold.
These lines require qualification. Emerson is not damning philanthropy or charity categorically or unconditionally; after all, he will, he says, go to prison for certain individuals with whom he shares a special relationship. He is, instead, pointing out, with much exhibition, that one does not act morally simply by giving away money without conviction or to subsidize irresponsible, unsustainable, or exploitative business activities. It is not moral to give away a little money that you do not care to part with, or to fund an abstract cause when you lack knowledge of, and have no stake in, its outcome. Only when you give money to people or causes with which you are familiar, and with whom or which you have something at stake, is your gift meaningful; and it is never moral to give for show or merely to please society. To give morally, you must mean to give morally—and have something to lose.
Dissent
Emerson famously remarks that a “foolish consistency is the hobgoblin of little minds, adored by little statesmen and philosophers and divines.” Much ink has been spilled to explain (or explain away) these lines. I take them to mean, in context, that although servile flattery and showy sycophancy may gain a person recognition and popularity, they will not make that person moral or great but, instead, weak and dependent. There is no goodness or greatness in a consistency imposed from the outside and against one’s better judgment; many ideas and practices have been consistently bad and made worse by their very consistency. “With consistency,” therefore, as Emerson warns, “a great soul has simply nothing to do.”
Ludwig von Mises seems to have adopted the animating, affirming individualism of Emerson, and even, perhaps, Emerson’s dictum of nonconformity. Troping Emerson, Mises remarks that “literature is not conformism, but dissent.” “Those authors,” he adds, “who merely repeat what everybody approves and wants to hear are of no importance. What counts alone is the innovator, the dissenter, the harbinger of things unheard of, the man who rejects the traditional standards and aims at substituting new values and ideas for old ones.” This man does not mindlessly stand for society and the State and their compulsive institutions; he is “by necessity anti-authoritarian and anti-governmental, irreconcilably opposed to the immense majority of his contemporaries. He is precisely the author whose books the greater part of the public does not buy.” He is, in short, an Emersonian, as Mises himself was.
The Marketplace of Ideas
To be truly Emersonian, you may not accept the endorsements and propositions in this article as unconditional truth, but must, instead, read Emerson and Mises and Rand for yourself to see whether their individualism is alike in its affirmation of human agency resulting from inspirational nonconformity. If you do so with an inquiring seriousness, while trusting the integrity of your own impressions, you will, I suspect, arrive at the same conclusion I have reached.
There is an understandable and powerful tendency among libertarians to consider themselves part of a unit, a movement, a party, or a coalition, and of course it is fine and necessary to celebrate the ways in which economic freedom facilitates cooperation and harmony among groups or communities; nevertheless, there is also a danger in shutting down debate and in eliminating competition among different ideas, which is to say, a danger in groupthink or compromise, in treating the market as an undifferentiated mass divorced from the innumerable transactions of voluntarily acting agents. There is, too, the tendency to become what Emerson called a “retained attorney” who is able to recite talking points and to argue predictable “airs of opinion” without engaging the opposition in a meaningful debate.
Emerson teaches not only to follow your convictions but to engage and interact with others, lest your convictions be kept to yourself and deprived of any utility. It is the free play of competing ideas that filters the good from the bad; your ideas aren’t worth a lick until you’ve submitted them to the test of the marketplace.
“It is easy in the world,” Emerson reminds us, “to live after the world’s opinion; it is easy in solitude to live after our own; but the great man is he who in the midst of the crowd keeps with perfect sweetness the independence of solitude.” Let us stand together by standing alone.
Premises Liability and Qualified Duties of Care
In America, Economics, Humanities, Jurisprudence, Law, Philosophy, Property on January 3, 2014 at 8:45 amThe field of premises liability has to do with the potential tort liability of a landholder or landowner for injuries or damages sustained on his property. Such liability is determined not by the legal status of the landholder or landowner, but by the legal status of the injured party. For example, if the injured party is a trespasser, then the landholder or landowner could not have owed the injured party a duty of reasonable care because the landholder or landowner did not know or have reason to know of the trespasser’s presence on his property. A “trespasser” is someone who, without the permission or consent of the landholder or landowner, enters or remains on the landholder’s or landowner’s property. We say that the landholder or landowner does not owe a duty to unforeseeable trespassers, even if the property possesses dangerous conditions, because we believe that people should not be held accountable for the behavior of others that cannot be known or reasonably discovered. If a reasonable person with ordinary intelligence could not infer the existence of Person X on the property, then that reasonable person cannot be made to suffer simply for acting reasonably; after all, we want to encourage reasonable behavior among acting agents within our society.
As with all areas of the law, there are exceptions to the rule that a landholder or landowner owes no duty to trespassers. One such exception is called the “attractive nuisance doctrine,” which maintains that a reasonable landholder or landowner ought to be aware that certain conditions on the property might draw trespassers onto the property. The classic example is a swimming pool that would seem attractive to children and, therefore, would likely lure children onto the property. Another exception involves the existence of paths or shortcuts on the property that might give rise to the reasonable expectation that trespassers will regularly use the paths or shortcuts and, hence, might also injure themselves because of the conditions of the property on or around the paths and shortcuts. In such a situation, a court may deem the landholder or landowner to have owed a duty to the reasonably foreseeable trespassers.
A “licensee” is another legal category of persons on the property of a landholder or landowner. Unlike trespassers, licensees enter or remain on the property of a landholder or landowner with the landholder’s or landowner’s express or implied consent. What distinguishes a “licensee” from an “invitee” (another legal status that will be discussed below) is the fact that the licensee tends to be on the property for his own benefit rather than for the benefit of the landholder or landowner. Examples of licensees include social guests who have entered on the property of another with the intent of visiting the landholder or landowner, who, let us say, is a neighbor. A landholder or landowner generally owes a licensee a duty of reasonable care with regard to activities undertaken on the property, as well as a duty to warn or make safe any dangerous conditions known to the landholder or landowner but not to the licensee. Because a licensee is on the landholder’s or landowner’s property by consent, but not by express invitation, we do not force landholders or landowners to use reasonable diligence to ascertain the existence of dangerous conditions on the property. The costs of holding landholders or landowners to such a high standard (time, money, and energy spent searching the property for conditions that may not exist for the benefit of people who may never enter the property, even if they have the permission to do so) outweigh the potential benefits (reducing the probability that a potential visitor would be injured on the property). Therefore, the duty of a landholder or landowner to a licensee is measured by a standard somewhere between those standards applicable to trespassers and invitees.
An “invitee” is a person having express permission to enter or remain on the property of the landholder or landowner for the benefit of the latter. An example might be a plumber or handyman who has been asked onto the property to perform some service for the landholder or landowner. Landholders and landowners owe a duty of reasonable care to invitees. Because the landholder or landowner is not only aware of the presence of an invitee on the property, but also the very cause of that presence (but for the landholder’s or landowner’s invitation, the invitee would not be on the property), we require the landholder or landowner to inspect the property and to make reasonable efforts to discover dangerous conditions on the property. We also require the landholder or landowner to make any dangerous conditions safe for the invitee.
These categories seem straightforward in theory but are often complicated in practice. What they tell us is that, in the workaday world, “duty” is not sacrosanct; it is contextual and subject to many interpretations depending on the facts at hand and the perceived relationship of the parties.
A Reminder from Augustine: Sin and the Law
In Arts & Letters, Books, Christianity, Humanities, Jurisprudence, Justice, Law, Philosophy, Western Philosophy on November 29, 2013 at 8:45 amWe do well to remember the consequences visited upon Augustine when, as a teenager, he succumbed to sin and shook a person’s pear tree in order to steal the fallen pears—not because he was hungry or in need, but because he delighted in the sin. “To shake and rob,” he said, “some of us wanton young fellows went, late one night (having, according to our disgraceful habit, prolonged our games in the streets until then), and carried away great loads, not to eat ourselves, but to fling to the very swine, having only eaten some of them; and to do this pleased us all the more because it was not permitted.”[1]
The mature Augustine, looking back on this event, acknowledged that theft violates and is punished by law—not just human law, he adds, pursuant to the teachings of Jesus, but the law written on men’s hearts. He relates that he suffered (and suffers) from shame and regret as a result of this sin, and his shame or regret is punishment that humans cannot implement ourselves; it is punishment that we must rely on God to summon forth in our hearts and minds. “It is foul,” Augustine says of his sin, adding, “I hate to reflect on it. I hate to look on it.”[2] One wonders whether human punishment based on human law can ever have the same long-lasting effect as divine punishment for violating the law written on human hearts.
Augustine does suggest that there is a law of man and a law of God and that he violated both; the consequences for violating man’s law would have been different from the consequences of violating God’s law, especially insofar as his punishment may not be of this world, although the Christian believer in the triune God must acknowledge that God’s sovereignty and sovereign law precede and have jurisdiction over all men’s actions, for God does not let anything come to pass that he does not know about or have control over.



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America, Commentaries on the Laws of England, David Brion Davis, Declaration of Independence, Jeremy Bentham, jurisprudence, Natural Law, positive law, Race, Samuel Johnson, Science, The American Founders and Natural Law, the Enlightenment, Thomas Jefferson, Utilitarianism, William Blackstone
The American Founders and Natural Law Jurisprudence
In America, American History, American Literature, Arts & Letters, Books, Britain, Christianity, Historicism, History, Humanities, Jurisprudence, Law, Laws of Slavery, Liberalism, Literature, Philosophy, Slavery, Southern History, Thomas Jefferson, Western Civilization, Western Philosophy on April 9, 2014 at 8:45 amThe American founders, many of them, validated their political cause and secession from Britain by resorting to natural law theories and paradigms.[i] Thomas Jefferson memorialized these theories and paradigms in the Declaration of Independence.[ii] While studying nature and the physical world, Jefferson extended natural law jurisprudence while revising it to fit the needs and settings of the New World.[iii] Rather than looking to divine or moral prescription to ground his natural law theories, Jefferson looked to nature. He borrowed from Newtonian ideas about the laws of the universe and applied them to the laws of man.[iv] A human law was, by this logic, akin to the law of gravity.
The American insistence on natural law was a reaction to the analytical positivism gaining credence in Britain.[v] This school of jurisprudence found its fullest expression in the utilitarianism of Jeremy Bentham and John Austin. These men treated laws as linguistic constructs: commands that attained the status of law because people followed them, not because they reflected a priori or transcendent rules of the cosmos. American founders such as Jefferson saw natural law as a way to distinguish themselves from their British counterparts and to define what it meant to be American. William Blackstone, one of the few British jurists still clinging to natural law principles,[vi] enjoyed vast success from American purchases of Commentaries on the Laws of England.[vii] The popularity of this treatise in America had to do with Blackstone’s support for ideals that, from the colonials’ perspective, affirmed Revolutionary rhetoric and philosophical principles.[viii] Blackstone died in 1780. His death ushered in the age of positive law jurisprudence in England.[ix]
In America, however, natural law picked up momentum in the wake of the Revolution and American independence.[x] That ideas of natural law flourished during the Enlightenment, especially in America where institutions were supposed to reflect—indeed embody—Enlightenment principles, is curious because the Enlightenment glorified reason and humanism: progressive concepts seemingly incongruous with a moral theory derived from ancient church teachings and philosophical orthodoxies. This disjuncture reveals the extent to which colonials sought to divorce their culture and communities from the British. Á la Blackstone, colonials would go great lengths to “prove” their natural law theories through application of the scientific method and appeals to reason.[xi] Natural law jurisprudence did, in fact, fit within a scientific and rational framework in many important respects. For instance, natural law, like laws of the natural world putatively discoverable by reason, logic, and experiment, were by definition universal. Just as truths about the external world allegedly were deduced through sustained study of specimens and species, so truths about the human condition were, natural theorists argued, deduced through sustained study of human behavior and the history of the races.[xii] In this sense, colonial jurists viewed natural law not as retrograde, superstitious, or religious, but as cutting-edge and scientific. Americans were not alone in their attention to the scientific elements of law. In Western and Central Europe during the mid-to-late eighteenth century, rulers and leaders “sought to rationalize their legal systems, to make law scientific, to extend it in a vernacular language evenly over their territories, and to put an end to the earlier jumble of customs, privileges, and local rights.”[xiii] Save for Blackstone’s efforts, however, this scientific trend did not gain much traction in England.[xiv]
Early Americans, particularly northerners[xv] but also Virginians such as Jefferson and George Mason, celebrated the ideals of natural law and natural rights appearing in the Declaration, but they found those ideals difficult to implement in everyday practice. Although staunchly committed to the principles of natural law, the colonials, at least those with representation or voice in the political sphere, discovered that abstract philosophy did not readily translate into workaday rules and regulations.[xvi] “It was one thing,” submits David Brion Davis, “to state abstract propositions, and quite another to decide how the law applied to a particular case.”[xvii] Above all, the “peculiar institution” of American slavery called into question the Enlightenment values upon which American natural law jurisprudence depended. Cries of freedom and liberty rang hollow once Americans were no longer up against an oppressive British Empire. These cries began to sound hypocritical—if they did not seem so already—as the institution of slavery became a mainstay of the economy of the fledgling nation.[xviii] How could colonists extol freedom, liberty, and equality yet enslave masses of people? This American philosophical “inconsistency pinched harder when slaves began to speak the language of natural rights.”[xix] As Samuel Johnson, the eminent British Tory and man of letters, quipped, “How is it that we hear the loudest yelps for liberty among the drivers of negroes?”[xx]
NOTES
[i] “The American Revolution, as it ran its course from 1764 to 1776—from the first beginnings of resistance down to the Declaration of Independence and the creation of new colonial constitutions—was inspired by the doctrines of Natural Law.” Ernest Baker, in Natural Law and the Theory of Society: 1500-1800, ed. Otto Gierke (Cambridge, England: Cambridge University Press, 1934) at I, xlvi. See generally Clarence Manion, “The Natural Law Philosophy of the Founding Fathers,” University of Notre Dame Natural Law Institute Proceedings (Notre Dame, Indiana: University of Notre Dame Press, 1949). See also Raymond Whiting, “The American Interpretation of Natural Law,” A Natural Right to Die: Twenty-Three Centuries of Debate (Westport, CT: Greenwood Press, 2002) 109-118.
[ii] “[T]he argument of the Declaration is a subtle, if ambiguous, blending of empirical historical analysis and the metaphysics of Natural Law. To prove its central contention—that the revolution was made necessary by British policies—the document enumerates twenty-seven specific events in recent history which reveal precisely how Britain acted to establish despotism. […] But the revolutionaries meant to transcend arguments of expediency, for such arguments were always subject to the vicissitudes of opinion and opinion might lead one to conclude that a revolution was in fact unnecessary and therefore unjustifiable. To remove their claims from the arena of opinion and to ground them with certainty, the revolutionaries felt constrained to found the argument for justification on the principle of Natural Rights which was rooted in the theory of Natural Law as applied to politics and society. Thus the grievances enumerated in the Declaration, weighty in themselves for some readers, were for others concrete examples of how one nation attempted to subordinate another to an ‘absolute despotism.’ The grievances, taken together, demonstrated that British policies had violated the fundamental principles of Natural Law itself.” Lester H. Cohen, “The American Revolution and Natural Law Theory,” Journal of the History of Ideas, Vol. 39, No. 3 (1978) at 491-92.
[iii] See generally Allen Mendenhall, “Jefferson’s ‘Laws of Nature’: Newtonian Influence and the Dual Valence of Jurisprudence and Science,” Canadian Journal of Law and Jurisprudence, Vol. 23, No. 2 (2010).
[iv] See generally Mendenhall, “Jefferson’s Laws of Nature.”
[v] See generally David Lieberman, “Mapping criminal law: Blackstone and the categories of English jurisprudence,” in Law, Crime and English Society, 1660-1830, ed. Norma Landau(Cambridge, England: Cambridge University Press, 2002 ) at 159-162. See also David Brion Davis, The Problem of Slavery in the Age of Revolution, 1770-1823 (Ithaca and London: Cornell University Press, 1975) at 343-385. Davis explains this English phenomenon as follows: “In England there was no ‘fundamental shift in values’ that mobilized the society into revolution. There was no counterpart to the American need for self-justification. No new hopes or obligations arose from an attempt to build a virtuous republic. Such phrases as ‘created equal,’ ‘inalienable rights,’ and ‘the pursuit of happiness’—all of which appeared in classic liberal texts—were qualified by a reverent constitutionalism that looked to Saxon precedent to legitimize ideals of freedom. The notion of man’s inherent rights, when assimilated to the historical concept of British ‘liberty,’ implied little challenge to traditional laws and authorities. And by the 1790s the very idea of inherent rights was giving way to radical and conservative forms Utilitarianism.” Davis, The Problem of Slavery in the Age of Revolution at 343.
[vi] In short, Blackstone believed that the common law reflected natural law principles and that any law contradicting natural law was invalid. Consider, e.g., the following quotation: “This law of nature, being co-eval with mankind and dictated by God himself, is of course superior in obligation to any other. It is binding all over the globe, in all countries, and at all times: no human laws are of any validity, if contrary to this; and such of them as are valid derive all their force, and all their authority, mediately or immediately, from this original. […] Upon these two foundations, the law of nature and the law of revelation, depend all human laws; that is to say, no human laws should be suffered to contradict these.” Sir William Blackstone, Commentaries on the Laws of England, Book I at 41-42.
[vii] See Russell Kirk, America’s British Culture (New Brunswick, New Jersey: Transaction Publishers, 1993) 36-40.
[viii] See Albert W. Alschuler, “Rediscovering Blackstone,” 145 University of Pennsylvania L. Rev. (1996) at 4-19. See also David Schultz, “Political Theory and Legal History: Conflicting Depictions of Property in the American Political Founding,” 37 American Journal of Legal History (1993) at 483-486.
[ix] The jurisprudential split between Blackstone and Bentham, while stark, was not as hostile as some first considered: “Until recently Bentham’s claim to have made a sharp break with Blackstone has won wide acceptance, and that fact, combined with Bentham’s ascendancy, was chiefly responsible for consigning Blackstone to obscurity. […] No doubt this outcome resulted in part from Bentham’s mastery of invective, and in part from the fact that the elderly Blackstone did not deign to notice the attacks of an upstart critic, much less reply to them. Even the strongest partisans of Bentham have conceded that much of his criticism directed at Blackstone was misplaced[…]. In spite of Bentham’s efforts, most historians of the relationship have acknowledged that Bentham, despite his implacable hostility, combined relentless criticism with passages of praise that became as famous as some of his barbs.” Richard A. Cosgrove, Scholars of the Law: English Jurisprudence from Blackstone to Hart (New York University Press, 1996) at 52.
[x] See generally George W. Casey, “Natural Rights, Equality, and the Declaration of Independence,” 3 Ave Maria Law Review 45 (2005). See also Philip A. Hamburger, “Natural Rights, Natural Law, and American Constitutions,” 102 Yale Law Journal 907 (1993). See also James Lanshe, “Morality and the Rule of Law in American Jurisprudence,” 11 Rutgers Journal of Law & Religion 1 (2009) at 11-15. See also Kevin F. Ryan, “We Hold These Truths,” 31-WTR Vermont Bar Journal 9 (2005-06) at 11-16.
[xi] “[Blackstone] presented law as a science, a ‘rational science,’ that included an extensive discussion of natural law. To Blackstone, the principles of natural law are universal and superior to positive law, including the common law. […] Natural law, according to Blackstone, is either revealed by God or discoverable through human reason. […] American jurisprudents readily accepted Blackstone’s natural law orientation. […] [N]atural law provided a convenient and useful justification for the adoption of English common law in the various states of the burgeoning nation. Especially in the decades following soon after the Revolutionary War, if the common law had been understood merely as an English institution distinctive to Britain itself, then an American reliance on the common law would have seemed impolitic or even treasonous. If, however, the common law arose from universal principles of the law of nature, which were revealed by God or discovered through human reason, then the common law would be legitimate everywhere, including in America.” Stephen M. Feldman, “From Premodern to Modern American Jurisprudence: The Onset of Positivism,” 50 Vanderbilt Law Review 1387 (1997) at 1396-97.
[xii] Thomas R. R. Cobb, a jurist from Georgia and an expert on slave laws, took pains to show how science validated the idea of slaves as naturally inferior and in need of white supervision. Consider this quote by Cobb: “The history of the negro race then confirms the conclusion to which an inquiry into the negro character had brought us: that a state of bondage, so far from doing violence to the law of his nature, develops and perfects it; and that, in that state, he enjoys the greatest amount of happiness, and arrives at the greatest degree of perfection of which his nature is capable. And, consequently, that negro slaver, as it exists in the United States, is not contrary to the law of nature.” Thomas R. R. Cobb, An Inquiry into the Law of Negro Slavery in the United States of America (Philadelphia: T. & J. W. Johnson & Co., 1858) at 51.
[xiii] Gordon S. Wood, Empire of Liberty: A History of the Early Republic, 1789-1815 (Oxford University Press, 2009) at 403.
[xiv] Ibid. at 403-404.
[xv] “Southerners considered themselves law-abiding and considered northerners lawless. After all, southerners did not assert higher-law doctrines and broad interpretations of the Constitution. Rather, as Charles S. Sydnor has argued, they understood the law in a much different way and professed to see no contradiction between their code of honor, with its appeal to extralegal personal force, and a respect for the law itself.” Eugene Genovese, Roll, Jordan, Roll (New York: Pantheon Books, 1974) at 44.
[xvi] See Gordon S. Wood, Empire of Liberty: A History of the Early Republic, 1789-1815 (Oxford University Press, 2009) at 405-408.
[xvii] David Brion Davis, The Problem of Slavery in the Age of Revolution (Ithaca and London: Cornell University Press, 1975) at 470.
[xviii] See generally David Brion Davis, The Problem of Slavery in Western Culture (Ithaca, New York: Cornell University Press, 1966) at 3-28. For a synthesis of the historical scholarship on this point, see Peter Kolchin, American Slavery, 1619-1877 (New York: Hill and Wang, 1993) at 63-92.
[xix] David Brion Davis, The Problem of Slavery in the Age of Revolution (Ithaca and London: Cornell University Press, 1975) at 276.
[xx] See James Boswell, The Life of Samuel Johnson, LL.D. (New York: George Dearborn, 1833) at 132.
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